- Wells Fargo (Charlotte, NC)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively ... this role:** Wells Fargo is seeking a Business Accountability Specialist (BAS) in Financial Crimes Operations as part of Enterprise Functions. Learn more about the… more
- Truist (Charlotte, NC)
- …as well as support syndicated risk decisions. Financing transactions include lead and non- lead opportunities that include private, family-owned transactions ... and amendments/waivers, as well as executing compliance, audit and regulatory guidelines and reviews. The group is also responsible...Specific activities may change from time to time. + Reporting to one of Group Team Leads, supports senior… more
- TD Bank (Charlotte, NC)
- …the analysis of transaction, account and customer data for various financial services and products. Identification and analysis of potential transaction monitoring ... troubleshooting. + Solid understanding of AML Transaction Monitoring and other financial crime compliance regulations and industry best practices. + Solid… more
- First Horizon Bank (Greensboro, NC)
- …clients on building, preserving, and managing their wealth. You will utilize our financial planning strategy to advise prospects on all aspects of their balance ... the corporation. + Uses advanced credit knowledge to help lead the conversation and advice delivery model with clients...using a team approach to deliver solutions to client's financial needs and to enhance existing relationships. + Thrives… more
- Wells Fargo (Charlotte, NC)
- …not available for transfer upon hire. + Obtaining and/or maintaining appropriate Financial Industry Regulatory Authority (FINRA) license(s) is required for ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more
- Wells Fargo (Charlotte, NC)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively ... Banking (CIB) delivers a comprehensive suite of capital markets, banking, and financial products and services. A trusted partner to our clients, we provide… more
- Coinbase (Charlotte, NC)
- …as we build the emerging onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a very specific candidate. We want ... power of crypto and blockchain technology to update the financial system. We want someone who is eager to...job duties):* * Continuous Controls Monitoring (CCM) Program Maturity: Lead initiatives to enhance and mature our CCM program,… more
- Wells Fargo (Charlotte, NC)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively ... to strengthen the infrastructure related to the delivery of lending products + Lead support functions or operations for multiple business groups and contribute to… more
- WM (Charlotte, NC)
- …the ability to lead a team of employees to achieve safety, financial and customer service results through building a culture of excellence * Demonstrates ... for the overall plant, administration and transportation operations, along with the financial results of one or more location(s) within a district. In conjunction… more
- Celonis (Raleigh, NC)
- …analyze, communicate, and propose mitigation strategies for potential risks in contractual, regulatory , compliance, financial and legal areas + Provide training ... valued business partners across all aspects of the business. Reporting into the Chief Legal & Trust Officer, AGCs... into the Chief Legal & Trust Officer, AGCs lead our GTM & Product, Corporate, Employment and Ethics… more