- Wells Fargo (Charlotte, NC)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively ... **About this role:** Wells Fargo is seeking a Lead Compliance Officer to join the CIB Macro...The BACO for this area will serve as the regulatory subject matter expert in a diverse range of… more
- Wells Fargo (Charlotte, NC)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively ... Investment Management (WIM)** is one of the United States' leading providers of financial and investment services. We offer a full range of personalized wealth… more
- City National Bank (Charlotte, NC)
- …units on regulatory interactions as applicable * Build, cooordinate, and lead monthly risk working groups to show thematic trends, themes, testing and audit ... *BUSINESS CONTROLS LEAD * WHAT IS THE OPPORTUNITY? 1LOD operational risk...equivalent * Minimum 6-8 years of experience working in financial Industry, preferably in a regulatory -facing role… more
- Wells Fargo (Charlotte, NC)
- …compliance with regulatory requirements. **In this role, you will:** + Lead in the implementation and ongoing execution of the BSA/AML Data Governance program. ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more
- TD Bank (Greenville, NC)
- …can provide you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Financial Crime Risk ... Exit and Watchlist Management team is to oversee the financial crime customer exits at the bank and manage...team reviews FCRM exit decisions and oversees the tracking, reporting , escalations, and restrictions related to customers identified as… more
- City National Bank (Charlotte, NC)
- * LEAD IT RISK STRATEGY* WHAT IS THE OPPORTUNITY? The Risk Strategy Lead as is part a function that will be integral in supporting the development of the IT Risk ... of IT Risk Manager. The role will support the Lead , to drive and manage all FLoD IT Risk...management. In addition, this function manages and develops risk reporting and metrics to support all FLoD IT Risk… more
- USAA (Charlotte, NC)
- …legal concepts, terms, and/or processes. + Solid understanding of the financial services regulatory environment. **Compensation range:** The salary range ... USAA?** At USAA, our mission is to empower our members to achieve financial security through highly competitive products, exceptional service and trusted advice. We… more
- Coinbase (Charlotte, NC)
- …Regularly collaborate with GRC teams, Legal and Compliance for risks, assessments, and reporting to meet regulatory requirements. * Support audit and ... onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a...supported. Coinbase is looking for a creative and analytical Lead for our Technology Risk function. You will serve… more
- Citigroup (Charlotte, NC)
- …with **Capital Management,** notably **CCAR/DFAST Stress Testing** and FR Y-14A regulatory reporting requirements + Certifications in data management or ... Relevant Skills** Business Acumen, Capital Planning and Management, Data Analysis, Financial Modeling, Internal Controls, Management Reporting , Problem Solving,… more
- Wells Fargo (Charlotte, NC)
- …reports to support business insights and decision-making. + Familiar with the financial services space, including basic reporting and operational workflows. + ... **About this role:** Wells Fargo is seeking a Lead Capital Management & Pricing Consultant to join...for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes… more