- TD Bank (Charlotte, NC)
- …experience building and scaling compliance programs. This critical role reports to the lead Governance Program Management Senior Manager and will lead the design ... from initial conception to implementation + Program Effectiveness Assessment: + Lead the planning, execution, and evolution of TD's global compliance Program… more
- TD Bank (Charlotte, NC)
- …industry standards. **Role Description:** + Supports the US Compliance Risk Assessment lead with managing and facilitating the US Compliance Risk Assessment and ... management of the Compliance Risk Assessment framework to ensure the applicable regulatory compliance risks and internal controls are identified and assessed to… more
- Truist (Charlotte, NC)
- …analytical capabilities. 4. Excellent knowledge of financial transactions flow and their financial reporting and regulatory reporting impacts. 5. ... line items related to all business lines. 2. Lead areas of accounting or reporting , both...are recorded timely into the general ledger and that financial reporting is accurate. 8. Oversee the… more
- Bank of America (Charlotte, NC)
- …profile, enterprise-wide focus areasand activities across the CFO - US Regulatory Reporting organization, which includes governance, interpretation of report ... to data capture + Leads the execution of multiple regulatory reporting audits, and ensures that audit... (eg Y-14, Y-9C, 009, Y-15, 031), broker dealer reporting or SEC financial reporting … more
- TD Bank (Charlotte, NC)
- …+ Ensure the updating of relevant governance documentation adequately reflects evolving legal, regulatory , and industry best practices + Lead and draft responses ... the global compliance governance document inventory. In this role you will also lead the development and execution of the strategic annual compliance plan. Must be… more
- TD Bank (Charlotte, NC)
- …Currency Comptroller (OCC), Securities and Exchange Commission (SEC) and Financial Industry Regulatory Authority** **(FINRA)** **Customer Accountabilities:** + ... timely fashion + Guides and complements the assigned portfolio in terms of financial , regulatory and risk management requirements + Interacts with control… more
- Lincoln Financial (Greensboro, NC)
- …Finance, Risk, and other teams to ensure consistency and transparency in financial reporting . Process Improvement:** Identify and implement automation and ... a critical role in maintaining the integrity of our financial results, supporting audit and regulatory reviews,...of actuarial experience, focused on Life Insurance Valuation and Financial Reporting *Fellow of the Society of… more
- TD Bank (Charlotte, NC)
- …Risk Analyst, RCSA Manager** provides a broad range of research, analysis, reporting , monitoring and/or operational process support within a defined area of ... and senior management of the Bank with respect to regulatory risk and other matters + Empowered to make...of moderately to complex risk and resource requirements; may lead end-to-end processes or functional programs + Executes on… more
- Lowe's (Mooresville, NC)
- …this role leads to support for the execution and design of internal controls over financial and regulatory reporting , by working independently to apply and ... regulatory requirements. The Senior Manager will identify and lead opportunities to partner with the business and other...and financial information to ensure accuracy of financial reporting . + Performs and reviews analyses… more
- Wells Fargo (Charlotte, NC)
- …upstream/horizontal/downstream stakeholders such as legal, client onboarding, reference data, financial crimes, agreement management, regulatory reporting , ... or a combination of the following: securitization accounting, collateral servicing, financial reporting for securitizations, Regulation AB compliance or daily… more