- SMBC (New York, NY)
- …support across the Advisory Function with respect to broker-dealer-applicable regulatory engagements, support function coordination, governance and reporting . ... (ie, Registrations, Outside Business Activities and Personal Account Dealing) + Financial Crimes Compliance + Regulatory Change Management + Compliance… more
- HSBC (New York, NY)
- Investigator FC Investigative Reporting Brand: HSBC Area of Interest: Risk and Compliance Location: New York, NY, US, 10001 Work style: Hybrid Worker Date: 15 Dec ... (Centers of Excellence) for SAR filing determination, escalated cases from Financial Crime Risk Operations, production orders, referrals from Fraud Operations,… more
- HSBC (New York, NY)
- …tools to quantify key risk metrics used to inform business decisions and meet regulatory and financial reporting obligations. To improve the understanding of ... SVP, Quantitative Risk Analytics Manager Brand: HSBC Area of Interest: Risk and...a vital role in the measurement and assessment of financial and non- financial risks for the bank.… more
- Neuberger Berman (New York, NY)
- …managed accounts (SMAs). + Extensive experience with trade management workflows, regulatory reporting , incident oversight, and operational KPIs/SLAs; ability to ... in investment operations, front-office support, or middle office roles at a global asset manager or financial institution. (Buy Side experience is a must have) +… more
- Tutor Perini (New York, NY)
- …sponsorship now or in the future **Tutor Perini Civil-East** is seeking a Project Manager for our **Manhattan Jail** project site in **New York City.** **A** **_bout ... short, we help our clients make "public works" work. Our corporate integrity, financial strength and outstanding record of performance makes us an attractive partner… more
- SMBC (New York, NY)
- …architectures. + Familiarity with trade lifecycle, settlements, risk management, and regulatory reporting . + Exceptional ability to influence senior stakeholders ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...**Role Description** We are seeking an experienced Technical Program Manager / Tech Lead with 15+ years of experience… more
- Tutor Perini (Mount Vernon, NY)
- …budget, costs, and projections to ensure overall project profitability and accurate financial reporting . + Ensure procurement of required materials and ... ., a Tutor Perini Company, is seeking a **Project Manager - Job Order Contracting** to join our Mount...project change management process + Participate in negotiations with regulatory agencies and in public meetings in support of… more
- Neuberger Berman (New York, NY)
- …**Responsibilities:** + Member of the finance team responsible for the accounting and financial reporting oversight for Pre IPO equity and credit funds + ... and portfolio managers + Assist with SEC or other regulatory compliance as required **Qualifications** : + Bachelor's or...Strong understanding of accounting theory and fund accounting and financial reporting + 5 - 8 years… more
- PSEG Long Island (Bethpage, NY)
- …Management team within the Planning and Reporting group. The Planning and Reporting group is responsible for managing financial results for the Long Island ... and tactically. This role reports to the Capital Budget Manager . **Job Responsibilities** + Active involvement in the PSEGLI...for the PSEG-LI business units in order to ensure financial targets are met. + Ensure capital and URB… more
- Tradeweb (New York, NY)
- …trading for rates, credit, equities, and money markets. As financial markets become increasingly interconnected, our technology enables efficient, multi-asset ... News & World Report as one of the _Best Financial Services Companies to Work For_ . Tradeweb Markets...including conducting risk assessments, engagement planning, audit execution and reporting ; assisting the annual planning process to deliver the… more
