- TD Bank (New York, NY)
- …and audit) and regulatory requirements, requests, and expectations. **JOB DESCRIPTION** Reporting to the Senior Manager , Governance and Control, the ... and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members of TDS Governance &… more
- BMO Financial Group (New York, NY)
- …on compliance matters. + Advises business/group on implications of new regulatory developments or internal products, and assists to implement new/revised policies ... + Performs and/or effectively challenges monitoring and testing activities to ensure regulatory compliance controls are operating and aligned to regulatory … more
- City National Bank (New York, NY)
- …equivalent * Minimum 7 years of lending, compliance, and regulatory reporting . * Minimum 5 years of financial services experience *Additional Qualifications* ... ensuring controls are in place to mitigate compliance risk. Maintaining regulatory change management, policies and procedures, training, and advisory matters for… more
- Citizens (Tarrytown, NY)
- …solutions + Oversight of the accurate and timely production of internal, client and regulatory reporting + Lead the development and implementation of new reports ... in developing and maintaining SharePoint sites + Knowledge of compliance and regulatory reporting requirements + Experience with business continuity planning and… more
- TD Bank (New York, NY)
- …providing leadership, direction, and necessary quality assurance checks regarding liquidity reporting and all relevant investor and/or regulatory requests. This ... or CPA + 5+ years' experience required + Knowledge of reconciliation between financial statement and regulatory reports + Experience in Treasury or Capital… more
- Wells Fargo (New York, NY)
- …functions across all levels of reporting ; + Advanced knowledge of Financial Conduct Authority Senior Manager Regime; + Expertise with legal entity ... and external client events with 100+ attendees + Experience with European financial regulatory structure; + Experience in management consulting, strategy… more
- TD Bank (Franklin Square, NY)
- …meeting Operational, Customer and Sales objectives. In the absence of any other manager , the Store Supervisor is expected to manage the Store and have the ... service and advice activities and/or solutions while maintaining compliance and regulatory guidelines + Closely monitors workflows for the teller team and… more
- MUFG (New York, NY)
- …will learn how we maintain a disciplined approach to analyzing, managing, and reporting financial information. We attract, develop, and retain a high performing ... MUFG Securities Americas, Inc. (MUSA) Finance Department: 1. Capital Planning, 2. Regulatory Reporting , 3. Product Control, and 4. Corporate Accounting.… more
- MTA (New York, NY)
- …of Diversity and Civil Rights, Diversity and Equal Opportunity Division SUPERVISOR : Manager , Equal Opportunity Analysis and Reporting LOCATION : 2 Broadway, New ... service, and rewarding opportunities. SUMMARY : Under the direction of the Manager , Equal Opportunity Analysis and Reporting , the Senior Equal Opportunity… more
- TD Bank (New York, NY)
- …activities remain within TD Bank's risk appetite and comply with external regulatory requirements. The team is responsible for ensuring timely and consistent ... of enterprise projects / programs requiring TDS representation. **JOB DESCRIPTION** Reporting to the Associate Vice-President and Managing Director, TDS G&C, the… more