- University of Rochester (Rochester, NY)
- …organizational and governmental standards. Maintains compliance with all country-mandated regulatory requirements. Documents legal regulations that might affect the ... policies and procedures. Maintains the organization's ongoing relationships with regulatory commissions/authorities. Coordinates and conducts the assessment of internal… more
- TD Bank (New York, NY)
- …platforms supporting general ledger (including subledger and daily postings), regulatory reporting (eg, Basel, CCAR, FRTB), and financial close processes. . ... role. . Proven experience managing technology for Product Control, Finance, or Regulatory Reporting functions. . Strong understanding of investment banking… more
- Research Foundation CUNY (New York, NY)
- …funds; managing financial aspects of projects including accounts receivable, financial reporting , invoicing, budget monitoring, and cost compliance with ... and Social Service Location: LAGUARDIA C. C. Job Description General Description Reporting to the Senior Director of Workforce Development, the Director of Clinical… more
- WMCHealth (Valhalla, NY)
- …with all regulatory requirements in conjunction with the 340B Program Manager . + Maintain current knowledge of 340B program requirements, assessing regulatory ... an up-to-date list of eligible providers and ensure accurate reporting for HRSA recertifications and regulatory submissions. Qualifications/Requirements:… more
- TD Bank (New York, NY)
- …a broad functional level across product management accountabilities based on reporting and analysis. **Department Overview:** Mortgage Capital Markets is responsible ... and initiatives + Maintains up to date awareness of regulatory , competitive and industry landscape to obtain market insights;...business strategy, goals and objectives + Supports the Product Manager or Senior Product Manager with product… more
- MUFG (New York, NY)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading ...with the duties of the BURM (Business Unit Risk Manager ) for Operations. The associate will be responsible for… more
- TD Bank (New York, NY)
- …and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members of TDS Governance & ... to internal (risk management, oversight function and audit) and regulatory requirements, requests, and expectations. **JOB DESCRIPTION** The Vice...will work with you to meet your needs. The Manager II, Governance & Control leads and manages a… more
- Fedcap (New York, NY)
- …business functions and processes to ensure the integrity of controls over the financial reporting in accordance with the applicable accounting and auditing ... the adequacy of the design and operating effectiveness of internal controls over financial reporting ; Participating in the planning and execution of the… more
- Wells Fargo (New York, NY)
- …functions across all levels of reporting ; * Advanced knowledge of Financial Conduct Authority Senior Manager Regime; * Expertise with legal entity ... and external client events with 100+ attendees * Experience with European financial regulatory structure; * Experience in management consulting, strategy… more
- TD Bank (New York, NY)
- …regulator. + JD desirable but not required. + Knowledge of operations, finance, regulatory reporting , sales and trading, and applicable rules and regulations, ... for this role. **Job Description:** TD has enhanced its Regulatory Compliance Management Framework (RCM) and is implementing new...team to ensure we have the appropriate metrics and reporting for testing activities throughout our testing cycle. +… more