- TD Bank (New York, NY)
- …Experience in trade or communications surveillance a plus. + Firm understanding of financial product rules and regulatory landscape, as well as a strong ... and penchant for learning new business areas and developing understanding of financial institution's products and regulatory requirements and obligations. +… more
- JPMorgan Chase (New York, NY)
- …you will play a pivotal role in identifying, measuring, monitoring, and controlling financial risks related to market price movements. As part of an independent risk ... group reporting to the firm's Chief Risk Officer (CRO), you...growth of our trading portfolios. As a Market Risk Manager in the Market Risk Coverage team for SPG… more
- Neuberger Berman (New York, NY)
- …+ Serve as a key member of the finance team overseeing accounting and financial reporting for Neuberger Berman's Secondary Funds business + Support accounting ... and financial reporting oversight for Neuberger Berman's broader...management and portfolio managers + Support SEC and other regulatory compliance activities as needed **Qualifications:** + Bachelor's degree… more
- TD Bank (New York, NY)
- …managers; executing on effective process workflows; and ensuring confidentiality and regulatory compliance, among others. This role will handle complex transactions, ... Strong analytical and research abilities including data analysis methods and reporting techniques + Strong understanding of risk management environment, standards… more
- Bank of America (New York, NY)
- …price risk processes, eg market risk exposure measurement, management, or reporting ; limit setting, monitoring, or management; regulatory capital requirement ... At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. We do this by driving Responsible… more
- GMHC (New York, NY)
- …ensuring that Housing Case Managers, as well as potentially the Intake Case Manager , Mental Health Counselor, and Substance Use Case Manager , perform their ... sessions to address these, covering advanced topics in client care, regulatory compliance, and effective communication. Compliance and Quality Assurance: + Works… more
- Neuberger Berman (New York, NY)
- …+ Member of the finance team responsible for the accounting and financial reporting oversight for Neuberger Berman's Specialty Finance business + ... and portfolio managers + Assist with SEC or other regulatory compliance as required **Qualifications** : + Bachelor's or...Strong understanding of accounting theory and fund accounting and financial reporting + 8 - 12 years… more
- TD Bank (New York, NY)
- …relevant regulatory requirements. + Strong Knowledge of operations, finance, regulatory reporting , sales and trading, and applicable rules and regulations, ... a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory… more
- Mizuho Corporate Bank (New York, NY)
- …certifications (Azure preferred)- Experience with compliance screening technologies and regulatory reporting systems- Background in system integration and ... executing a comprehensive technology strategy that not only meets today's regulatory requirements but anticipates tomorrow's challenges. You'll work at the… more
- TD Bank (New York, NY)
- …Experience working with data analysis and visualization tools. + Knowledge of regulatory and compliance requirements in the financial industry. + Results-driven ... are well understood, and that appropriate stress measures are in place. ** Reporting and Analysis** + Summarize findings, including drivers and attribution of… more