- New York State Civil Service (Albany, NY)
- …experience in data modeling, integration, and ensuring the quality of data in regulatory and financial environments. The role demands a collaborative mindset, ... Project Management Institute: Portfolio Management Professional* American Academy of Financial Management: Chartered Portfolio Manager ProgramAppointment Method:… more
- TD Bank (New York, NY)
- …Program Senior Manager to support the CPM function and overall Regulatory Compliance Management (RCM) Program and Framework. This role will develop and own ... experience in Compliance, Risk Management, or Third-Party Risk Management within financial services.** + **Strong understanding of regulatory expectations… more
- TD Bank (New York, NY)
- …on regulatory requirements and assisting business units to manage their regulatory risk. **Key Responsibilities:** + Reporting : With the Head of Surveillance ... Description:** The Global Compliance Surveillance Department is responsible for overseeing regulatory compliance across TDS in accordance with the Global Compliance… more
- City National Bank (New York, NY)
- …executive decision-making. * Expertise in OCC, FRB, FFIEC, and other financial regulatory requirements, including technology requirements, regulatory ... IT RISK STRATEGY* WHAT IS THE OPPORTUNITY? The Senior Manager will lead the T&I Regulatory Remediation...Oversight function within T&I Strategic Planning & Governance Office. Reporting to the head of T&I Regulatory … more
- TD Bank (New York, NY)
- …programs, governance, and risk frameworks.** + **Experience with management reporting / reporting routines (excluding Board reporting ), regulatory exams, ... appropriate. **Job Overview:** We are seeking an experienced and proactive Senior Manager to lead program operations for Compliance Strategy & Operations and broadly… more
- American Express (New York, NY)
- …Practices group responsible for managing audit operations, quality, and standards; regulatory relations; reporting ; training and professional development; and ... processes including compliance risk assessment, testing and monitoring, training, reporting , complaints management, governance, and regulatory change management.… more
- TD Bank (New York, NY)
- …(eg, balance sheet and forecasts, cash flow output, capital and liquidity reporting , risk models, etc.)** ** Regulatory reporting constructs** **Nice ... LOBs) implement practical, forward-thinking solutions that align with the Bank's broader financial goals. **Job Summary:** The Sr Manager Treasury Strategy… more
- BMO Financial Group (New York, NY)
- …Assists with the coordination and management of the review and sign-off of relevant regulatory reporting . + Broader work or accountabilities may be assigned as ... accuracy, consistency across groups. Applies specialized knowledge of Accounting & Financial management risk, regulatory compliance and internal controls related… more
- TD Bank (New York, NY)
- …will cascade throughout the organization. + The US Compliance Senior Transformation Manager supports the overall coordination of US regulatory remediation ... including oversight over all workstreams and responsibility for related reporting . The Manager supports the head of US Compliance Transformation in leading the… more
- PNC (New York, NY)
- …activities, and respond to audits for SOX processes **Job Description** + Provides financial and regulatory reporting and analyses to maintain adequate ... the company's success. As a Portfolio Analytics and Strategy Manager within PNC's Treasury team, you will be based...controls over the financial and regulatory reporting processes.… more