- TD Bank (Charlotte, NC)
- …communicating with staff and senior management of the Bank with respect to regulatory risk and other matters + Empowered to make prudent professional recommendations ... others will operate + Impacts a high level of complexity in operational/ reporting /process and/or analysis function requiring medium to longer term focus. Provides… more
- Lowe's (Mooresville, NC)
- …this role leads to support for the execution and design of internal controls over financial and regulatory reporting , by working independently to apply and ... experienced accounting judgment and advanced knowledge of GAAP and regulatory requirements. The Senior Manager will identify...and financial information to ensure accuracy of financial reporting . + Leads a fast-paced monthly… more
- City National Bank (Charlotte, NC)
- …equivalent * Minimum 7 years of lending, compliance, and regulatory reporting . * Minimum 5 years of financial services experience *Additional Qualifications* ... ensuring controls are in place to mitigate compliance risk. Maintaining regulatory change management, policies and procedures, training, and advisory matters for… more
- City National Bank (Charlotte, NC)
- …management skills and be accustomed to working with deadlines. * Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), and/or ... closed in a manner which both adheres to the regulatory requirements and ensures business continuity. WHAT WILL YOU...or revised laws and regulations. * Assist the Compliance Manager , Senior Compliance Officer, and Risk Assessment team with… more
- TD Bank (Charlotte, NC)
- …of risk management governance, programs, policies, practices, operating frameworks & reporting for business supported and/or area of discipline + Knowledge of ... + Advanced skill in using analytical software tools, data analysis methods and reporting techniques + Skill in using computer applications including MS Office +… more
- Truist (Charlotte, NC)
- …Control (Information Systems Audit and Control Association) (CRISC), Certified Project Manager (CPM) 3. Strategic business and financial planning experience ... and executive leadership to ensure alignment with the firm's risk appetite and regulatory requirements. Following is a summary of the essential functions for this… more
- TD Bank (Charlotte, NC)
- …Loan Application Register (LAR) data prior to annual filing to the Consumer Financial Protection Bureau (CFPB). You will leverage your HMDA background to produce ... accurate reporting of findings identified in data integrity reviews which...will include assisting in response to periodic examinations by regulatory agencies and internal audit, ad-hoc requests related to… more
- US Bank (Charlotte, NC)
- …requirements for technical projects. + Considerable knowledge of applicable laws, regulations, financial services, and regulatory trends that impact Enterprise ... best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We… more
- TD Bank (Charlotte, NC)
- …to support Liquidity Risk Management. Provides accurate, efficient, and comprehensive reporting and analysis, and supports Committee and/or regulatory requests. ... + Develops, documents and maintains applications as assigned by manager + Evaluates the intraday and cashflow forecasting of...in larger enterprise-wide undertakings + Provides and assists in regulatory and internal management reporting on a… more
- Bank of America (Charlotte, NC)
- …At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. We do this by driving Responsible ... and developing exceptional talent, supporting our teammates' physical, emotional, and financial wellness, recognizing and rewarding performance, and how we make an… more