- CDM Smith (Manteo, NC)
- …Ensures compliance with corporate governance requirements and local and international regulatory laws for reporting , addressing any non-compliance. * ... loss, as well as achieve monthly, quarterly, and annual financial and sales goals. This position directs the delivery...management of processes for business forecasting, budgets, consolidation, and reporting to the firm. * Directs and partners on… more
- PNC (NC)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... on a regular basis. Some responsibilities may be performed remotely, at manager 's discretion. PNC will not provide sponsorship for employment visas or participate… more
- Glenmark Pharmaceuticals Inc., USA (Monroe, NC)
- …member of the Quality Control (QC) Lab at the Monroe manufacturing facility, reporting to the QC Manager . Primary responsibilities for this position will ... for evaluation and execution of stability study as per Quality and regulatory requirement. Timely complete testing and ensure compliance during analytical TT and… more
- CVS Health (Raleigh, NC)
- …top-line through the delivery of clinical services, and abide by all legal and regulatory guidelines with safety of our colleagues and patients top of mind. A model ... progression for float and staff Pharmacists to maintain a strong Pharmacy Manager bench -Set the District talent agenda for hourly colleagues (ie Technicians),… more
- Truist (Raleigh, NC)
- …excellence, compliance with Truist processes and guidelines, and a high degree of financial discipline. This role provides oversight of a wide array of projects to ... insights and subject matter expertise to technology leaders through regular reporting and portfolio presentations. For this opportunity, Truist will not sponsor… more
- Truist (Raleigh, NC)
- …related field. + Certifications: CISSP, CISM, CISA, GIAC, PMP. + Experience in financial services and regulatory frameworks (GLBA, FFIEC, OCC/FDIC). + Experience ... in ServiceNow Vulnerability Response (VR). + Maintain dashboards and executive reporting on MTTR, SLA adherence, and risk reduction. + Integrate remediation… more
- Wells Fargo (Charlotte, NC)
- …ongoing regulatory obligations, which include periodic screening and mandatory reporting of certain incidents. + Specific compliance policies may apply regarding ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more
- Regions Bank (Charlotte, NC)
- …review of pre-closing loan documents and closing due diligence + Manages financial reporting requirements, covenant requirements, past dues and documentation ... unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum… more
- Capital One (Charlotte, NC)
- …network operations and ecosystem related risks, as well as risk management and regulatory expectations for a large financial institution. This role will be ... of our Audit team, with a specific focus on the Discover Financial Services global payments network, platforms, technologies, and related operations (eg,… more
- Bank of America (Charlotte, NC)
- …routines **Skills:** + Monitoring, Surveillance, and Testing + Process Management + Regulatory Compliance + Reporting + Risk Management + Active Listening ... are guided by a common purpose to help make financial lives better through the power of every connection....rules, and regulations while adhering to policies and developing reporting and documentation + Engages in activities to provide… more