- TD Bank (Charlotte, NC)
- …**Compliance-wide frameworks, guidelines and standards for testing, monitoring, risk assessment, reporting and other activities** + **Internal Audit, regulatory ... expert objective guidance and independent challenge.** **In this position, the Compliance Manager will manage the regulatory change management process, … more
- Bank of America (Charlotte, NC)
- …of processes, risks, controls, and associated metrics for risk appetite and limits, reporting violations of compliance or regulatory activities + Assists in the ... Compliance & Operational Risk Manager - Americas Control Room Manager ...**Skills:** + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management… more
- TD Bank (Charlotte, NC)
- …or First Line of Defense (1LoD) QA Functions + Lead KYC QA Validation and Reporting activities The Manager , Financial Crime Risk Management role leads and ... Management **Job Description:** The " FCRM KYC Quality Assurance Manager " is a member of the Financial...team of professionals who provides oversight, expert policy / regulatory guidance and advisory services and/or a control function… more
- TD Bank (Charlotte, NC)
- …of experience **Preferred Qualifications:** + 7+ years of experience in financial contingency planning, liquidity/capital management, regulatory , risk, legal or ... in a financial institution. + 3+ years of experience in regulatory compliance, conducting regulatory change impact assessments and participating in industry… more
- TD Bank (Charlotte, NC)
- …that will cascade throughout the organization. The Compliance Business Oversight Manager - Commercial Banking will provide compliance oversight, guidance, and ... payments, ensuring business practices align with applicable federal and state regulatory requirements. The position requires strong regulatory knowledge, issue… more
- City National Bank (Charlotte, NC)
- *OPERATIONAL RISK FRAUD OVERSIGHT MANAGER II* WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for providing independent and objective ... Bank's business processes, people, systems or external events. Working with the Enterprise Risk Manager for Fraud and Payment Systems, the Fraud Manager II will… more
- Bank of America (Charlotte, NC)
- Data Support Manager -GRM Data Strategy Charlotte, North Carolina;New York, New York; Jersey City, New Jersey **To proceed with your application, you must be at least ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/Data-Support- Manager -GRM-Data-Strategy\_25040929-1) **Job Description:** At Bank of America, we are… more
- TD Bank (Charlotte, NC)
- …health reporting requirements + Analyzes emerging trends pertaining to regulatory changes, reporting or other departmental functions and provides ... can provide you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Financial Crime Risk… more
- Wells Fargo (Asheville, NC)
- …growth by building, maintaining, and hiring a robust cross channel pipeline of Financial Advisors. The Branch Complex Senior Manager will build trust and ... 3+ years of management or leadership experience + US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 examinations… more
- City National Bank (Charlotte, NC)
- …experience conducting internal audits within financial institutions. * CRCM-Certified Regulatory Compliance Manager (preferred) * CPA - Certified Public ... and identifying data analytic opportunities to test compliance with regulatory requirements. The Audit Manager will analyze...tools. * Experience in use of data visualization and reporting - eg Tableau and/or Alteryx is a plus.… more