- PNC (Dallas, TX)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... on a regular basis. Some responsibilities may be performed remotely, at manager 's discretion. Responsibilities Demonstrated knowledge of Fraud related risks and a… more
- PNC (Dallas, TX)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... on a weekly basis. Some responsibilities may be performed remotely, at the manager 's discretion. PNC will not provide sponsorship for employment visas or participate… more
- PNC (Houston, TX)
- …on a regular basis. Some responsibilities may be performed remotely, at manager 's discretion. Reporting to the Institutional Asset Management Regional Managing ... Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of… more
- Wells Fargo (Irving, TX)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively ... the management of credit risk exposures (including monitoring and reporting on aggregate credit exposures across groups, legal entities,...US bank in the role as an underwriter, portfolio manager , and/or relationship manager . + Exposure to… more
- SHI (Austin, TX)
- …US** + **Continuous professional growth and leadership opportunities.** + **Health, wellness, and financial benefits to offer peace of mind to you and your family.** ... of controls and processes to ensure adherence to all regulatory , policy, and department standards. This position will be...and templates to execute control assessments and audits, track Manager Action Plans, and provide updates to IT Leadership.… more
- Charles Schwab (Westlake, TX)
- …whether intended business objectives were met and to identify risks or issues early. Reporting to a Senior Manager of the Technology enterprise team, the Senior ... draft audit observations for review by the Internal Audit Manager /Senior Manager (and above levels) and subsequent...5+ years of IT audit experience with growing responsibility. Financial services and/or Big 4 Accounting experience a plus.… more
- Charles Schwab (Westlake, TX)
- …such as segregation of duties, configuration management, system interfaces, and data processing. Reporting to a Director or Senior Manager of the BDAM ... draft audit observations for review by the Internal Audit Manager /Senior Manager (and above levels) and subsequent...3 - 5+ years of information technology audit experience. Financial services and/or Big 4 Accounting experience a plus.… more
- Baylor Scott & White Health (Dallas, TX)
- …and implementation of clinic plans, policies, and programs to achieve financial , service, quality, regulatory , and community goals. Manages activities ... a larger, more complex organization or area than a manager . Often has one or more managers or supervisors.... Often has one or more managers or supervisors reporting to them. **Essential Functions of the Role** +… more
- UMB Bank (Austin, TX)
- …retail branch. This associate works closely with the Compliance and Oversight Program Manager and reports to the Director of Compliance & Oversight for Consumer ... interviews with branch associates to assess the associate's understanding of applicable regulatory requirements. + Issuing a summary memorandum of each retail branch… more
- PNC (Dallas, TX)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... with support, and coaching, as they focus on the customers' overall financial well-being leading to a best-in-class banking experience. **Job Description** + Manages… more