- TD Bank (New York, NY)
- …assists in remediation of Compliance-owned findings, coordinates ad hoc responses to regulatory agencies and Internal Audit, prepares periodic reporting to ... standards. **U.S. Compliance Audit and Exam Management manages internal audits and regulatory exams of the Compliance function, tracks remediation efforts and… more
- Weill Cornell Medical College (New York, NY)
- …reports and presentations related to the projects being managed. Maintains data logs, financial reporting systems and/or other in-house databases as needed. + ... Title: Project Coordinator - Patient Safety & Quality Improvement Location: Upper East Side Org Unit:...+ Participates in internal and external audits relating to regulatory compliance. + Provides general administrative support, including but… more
- BMO Financial Group (New York, NY)
- …quality of execution. + Manages the review and sign-off process for relevant regulatory reporting . + Leads and integrates the monitoring, measurement & ... execution of strategic initiatives to deliver on business and financial goals. + Measures the effectiveness of risk governance...+ Coordinates and monitors the review and sign-off of regulatory reporting and attestations. + Operates at… more
- TD Bank (New York, NY)
- …Currency Comptroller (OCC), Securities and Exchange Commission (SEC) and Financial Industry Regulatory Authority** **(FINRA)** **Customer Accountabilities:** + ... timely fashion + Guides and complements the assigned portfolio in terms of financial , regulatory and risk management requirements + Interacts with control… more
- TD Bank (New York, NY)
- …: Have strong knowledge of accounting principles (GAAP/IFRS) and ensure accuracy in financial reporting . + **Data Analysis:** Have experience to work with large ... **Preferred Qualifications:** **Senior Financial Analyst** **Technical Competencies:** + ** Financial & Management Reporting ** : Prepare and compile monthly… more
- Citigroup (New York, NY)
- …implementations and managing risk systems. + Strong knowledge of Risk Management and/or Regulatory Reporting including knowledge of risk management reporting ... the Data Quality and Analytics Lead to establish processes to data quality measurement, monitoring, reporting and governance + Responsible for Critical Data… more
- TD Bank (New York, NY)
- …thought partner to the Senior Manager, contributing to the team's roadmap, quality assurance efforts, and alignment with regulatory expectations.** + ... We are seeking a strategic and analytical Manager to join our Enterprise Regulatory Compliance Management (RCM) Risk Assessment team. This role is ideal for a… more
- TD Bank (New York, NY)
- …objective guidance and independent challenge to the business, proactively managing regulatory change and providing trusted and reliable reporting , advice ... **Department Overview:** **The Global Compliance Department is responsible for overseeing Regulatory Compliance across TDBG in accordance with the Global Compliance… more
- TD Bank (New York, NY)
- …Knowledge of non-wire payment methods like drafts and checks. + Familiarity with regulatory reporting such as EFTR Fintrac, sanction screening, fraud detection, ... for the delivery of TD's Payment Modernization Program including regulatory , cybersecurity, payment products, SWIFT, and Correspondent Banking Services related… more
- TD Bank (New York, NY)
- …Compliance Surveillance departmental procedures, providing relevant training for Surveillance, conducting quality assurance of alert disposition , reporting on ... requirements and assisting business units to manage their regulatory risk. **Key Responsibilities:** + Reporting : With...internally and externally. + Possesses an advanced level of financial and strategic acumen to provide insight on strategy… more