- American Express (Sunrise, FL)
- …attention + Contribute to risk reporting efforts, preparing materials for senior management, risk committees, and regulatory engagements + Maintain an ... operates in a safe, sound, and fully compliant manner with all applicable regulatory expectations. Global Risk & Compliance creates and maintains the overall risk… more
- Santander US (Miami, FL)
- …of experience in a market risk or credit risk areas. + Experience with capital regulatory reporting is a plus. + Strong knowledge of Basel capital rules and ... Santander is a global leader and innovator in the financial services industry. We believe that our employees are...of Santander policy guidelines. + Performs regular and ad-hoc reporting to Global headquarters, senior management, and… more
- USAA (Tampa, FL)
- …product plans, forecasts, and adjusts to variances. Responsible for the aggregation and reporting of risks to senior leadership and effectively assessing and ... our mission is to empower our members to achieve financial security through highly competitive products, exceptional service and...serve as a key advisor responsible for recognizing and reporting IT and IS strategic and aggregate risks across… more
- American Express (Sunrise, FL)
- …BU, including leading action plan management process and escalating issues to senior management ** Reporting , Policies and Procedures:** + Compliance metrics ... This role is responsible for advising the business on regulatory obligations and ensuring that front-line activities operate within...tracking and reporting for the BU + Owning, drafting, and updating… more
- PNC (FL)
- …needed to be successful in this position. **Preferred Skills** Compliance Reporting , Customer Risk, Decision Making, Regulatory Requirements, Risk Assessments, ... Program objectives in the Public Finance Line of Business Senior Management and other business partners. - Supporting key...Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit… more
- Citigroup (Tampa, FL)
- …successfully delivering complex regulatory projects. + Deep understanding of regulatory requirements and compliance frameworks within the financial services ... on Adjustment Reduction and Data Automation, directly tied to key regulatory concerns. This high-impact role requires a seasoned program management professional… more
- CHS Inc. (Tallahassee, FL)
- …or high-profile situations. + Financial communications expertise: Strong understanding of financial concepts, reporting and the ability to translate complex ... regulatory compliance: Understanding of the agricultural, cooperative or financial industries, particularly as they relate to cooperative ownership, finance and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …of the Board on the state of the Global Privacy program as well as reporting to other senior business and regional leadership on privacy initiatives. + ... degree preferred. Minimum of twelve (12) years of Compliance, Legal, Banking and/or regulatory experience in the financial services industry. + Minimum ten (10)… more
- University of Miami (Miami, FL)
- …to care and establish best practices. + Oversees compliance with regulatory agencies and professional organizational standards. + Oversees, mentors, trains, ... with University policies and procedures, reliability of internal and external reporting , and efficiency and effectiveness of operations. Creates an effective control… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …risk data across systems to ensure accuracy and completeness. + Support regulatory and internal reporting requirements, including CCAR, Basel, Market Risk ... **Job Summary** The Senior Manager, Market Risk Manager will play a...play a key role in the independent oversight and reporting of market risk exposures across Fixed Income, Structured… more