- Citigroup (New York, NY)
- …into clients. + Anticipate events in a client's life which have significant financial implications. + Serve as a trusted advisor to clients and provide strategic ... advice regarding financial matters. + Maintain full understanding of client goals...find solutions and resolve issues. + Ensure compliance on regulatory requirements and minimizes any potential liability for Citi.… more
- Guardian Life (Albany, NY)
- …you want to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst, Park Avenue Securities, and Park Avenue Investment Advisory, you will ... timely delivering high-quality results. + Stay current with industry and regulatory developments and proactively identify opportunities to improve the branch office… more
- CVS Health (Albany, NY)
- …with published policies, and procedures, to effectively meet customer and regulatory guidelines. + Owns responsibility for supporting targeted quality audit ... projects, reporting overall results, and making recommendations regarding training needs,...recommendations regarding training needs, quality controls, and procedures to senior management. + Takes direction to execute techniques, processes,… more
- City National Bank (New York, NY)
- * SENIOR SALES SUPPORT OFFICER - (TMSSO)* WHAT IS THE OPPORTUNITY? This position provides comprehensive support and backup to the Treasury Management Sales Officer in ... and Credit policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act, Know Your Client,...with concentration in a discipline directly related to the financial services industry or equivalent job experience. * Sufficient… more
- City National Bank (New York, NY)
- *RELATIONSHIP MANAGER SENIOR CB* WHAT IS THE OPPORTUNITY? Develops and manages relationships with commercial clients in the assigned business segment and/or ... assist in forecasting clients' credit needs and develops solutions to serve their financial needs. Brings in product specialists, as necessary, to help problem solve… more
- Coinbase (Albany, NY)
- …as we build the emerging onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a very specific candidate. We want ... power of crypto and blockchain technology to update the financial system. We want someone who is eager to...support to transform the customer experience. We're hiring a Senior Program Lead, a pivotal role focused on ensuring… more
- Citigroup (Getzville, NY)
- …ensure that the appropriate controls are in place and operating effectively. As a senior member of the Markets Operations Risk and Control team, the position will ... Operational processes and identification/remediation of control gaps; adherence to regulatory obligations; internal policy awareness and adherence; review of new… more
- Mizuho Corporate Bank (New York, NY)
- Join Mizuho as a Senior Network Engineer (Infrastructure)! In this role you will be responsible for designing and implementing Mizuho Americas network infrastructure ... NS , Umbrella, CATO Networks SDWAN Location: Hybrid - reporting to NYC office. The expected base salary ranges...of your department, as well as local laws and regulatory obligations. Roles in some of our departments have… more
- TD Bank (New York, NY)
- …a robust financial crime risk management ("FCRM") program that meets regulatory requirements and mitigates financial crime risk. This involves providing ... York, New York, United States of America **Hours:** 40 **Line of Business:** Financial Crime Risk Management **Pay Detail:** $128,000 - $165,000 USD TD is committed… more
- TD Bank (New York, NY)
- …AMCB Finance division, designed to strengthen AMCB's governance and control environment over financial reporting and operational processes. It aims to do so by ... financial controls, ensuring accuracy, compliance, and risk mitigation across the bank's financial reporting and operations. **Depth & Scope:** + Scope of… more