- New York State Civil Service (Albany, NY)
- …experience in data modeling, integration, and ensuring the quality of data in regulatory and financial environments. The role demands a collaborative mindset, ... NY HELP No Agency Financial Services, Department of Title Surveillance Operations Analyst ( Financial Services Specialist 2 (Risk), SG-23) Occupational Category … more
- Neuberger Berman (New York, NY)
- …identify and escalate potential or actual trade issues or errors that may cause financial , regulatory or reputational harm. + Self-starter and team oriented with ... order management, accounting and custody systems. + Perform month end attestation reporting for pending risk such as fails, trade errors and aged reconciliation… more
- M&T Bank (Bronx, NY)
- …Adheres to applicable compliance/operational risk controls in accordance with Company or regulatory standards and policies. + Promotes an environment that supports a ... resolved. **Supervisory/ Managerial Responsibilities:** Branch Managers generally have direct reporting responsibility for branch staff. **Education and Experience Required:**… more
- Raymond James Financial, Inc. (New York, NY)
- …all exam findings to branch management, exam managers and compliance leadership + Provide reporting of exam findings and complete any related follow up in a timely ... exams + Rules and regulations of the SEC, FINRA, and state securities regulatory agencies + Fundamental investment concepts, practices, and procedures used in the… more
- JPMorgan Chase (New York, NY)
- …analytics + Produce high quality and well-structured presentations and ad-hoc analyses for Senior Management and the Board of Directors, Regulatory Agencies, and ... Chase & Co (NYSE: JPM) is a leading global financial services firm that operates worldwide. The firm is...and continued enhancement of firm wide capital analytics and reporting initiatives, in direct support of Resolution and Recovery… more
- American Express (New York, NY)
- …as mitigate existing gaps in alignment with American Express risk appetite and regulatory requirements and ensure the BU financial crimes program is executed ... * Serve as a key thought partner to BU Senior Leadership and Control Management Lead, providing expertise in...crimes for US Consumer Services * Monitor trends, and regulatory changes related to financial crimes, and… more
- MUFG (New York, NY)
- …required credit applications according to policy, including evaluation and analysis of financial condition of key contract parties, regulatory and industry ... conducting due diligence on such corporations, developing working relationships with customers' senior management. + Ability to build complex financial models to… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is… more
- MUFG (New York, NY)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across… more
- Catholic Health Services (Rockville Centre, NY)
- …of Financial Operations (VPFO) for Good Samaritan University Hospital is a senior financial leader who serves as a key partner to hospital leadership ... While core financial functions such as consolidated financial reporting , capital planning, and cost accounting...leadership experience in healthcare, including 5 years in a senior financial role within a hospital or… more