- BMO Financial Group (New York, NY)
- …liquidity and funding management. + Develop and maintain liquidity frameworks for US regulatory reporting and internal stress testing. + Create and maintain ... and US NSFR rules; participate in advocacy efforts and regulatory change discussions. + Presents to senior ...NSFR, and ILST. + Partner with Liquidity Analytics and Regulatory Reporting teams to implement liquidity methodology… more
- TD Bank (New York, NY)
- …proficiency in Excel, Word, and PowerPoint. + Understanding of the Bank's management and financial reporting processes, and knowledge of the Bank's financial ... productivity reporting . + Provide/review insightful and relevant commentary to Senior Management on business results, Forecast and Plan that provide a reasonable… more
- BMO Financial Group (New York, NY)
- …ensure quality of execution. + Manages the review and sign-off process for relevant regulatory reporting . + Leads and integrates the monitoring, measurement & ... addresses any issues. + Coordinates and monitors the review and sign-off of regulatory reporting and attestations. + Operates at a group/enterprise-wide level… more
- TD Bank (New York, NY)
- …oversight through management of the policy and training exemption governance and reporting processes to the Compliance Senior Executive Team (and related ... and manage the annual monitoring plan for the US, , including, reports on regulatory themes and potential gaps in coverage, and creates standards and procedures for… more
- University of Rochester (Rochester, NY)
- …including programs to address anti-corruption, research ethics, privacy laws, and financial aid compliance. Compliance Investigations and Reporting : + Oversee ... for Academic and Central Administration (CCE) serves as a senior leader and key member of the University's executive...students, faculty, and contractors, understand and adhere to legal, regulatory , and ethical standards. The CCE will build and… more
- Bank of America (New York, NY)
- …and manipulate large data sets + Experience in manual report writing (compliance reporting , regulatory reporting , SARs reports) + Proficiency with writing ... in areas such as financial crimes, including financial crimes investigations management, fraud management, regulatory ...(LoB) Products, Services & Acumen + Risk Governance & Reporting + Financial Crimes Risk Programs +… more
- Mizuho Corporate Bank (New York, NY)
- …financial services. + Technical Skills: Proficiency in compliance tech solutions, regulatory reporting systems, and case management tools. Required: SQL, ... restricted data, employee trading monitoring, electronic communication surveillance, and regulatory reporting standards. + Analytical Skills: Strong analytical… more
- Heritage Financial Credit Union (Middletown, NY)
- …state agencies (eg, NCUA, NY-DFS). + Stay informed of changes in the regulatory and financial service landscape and where appropriate, translate those changes ... of 3+ years of progressive experience in internal audit, risk management, or regulatory compliance, preferably within a financial institution or credit union. +… more
- TD Bank (New York, NY)
- … financial institutions' operational, financial , sales and trading, and regulatory reporting activities and their obligations to applicable rules and ... more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the...and deal management practices and activities. + Knowledge of financial product laws, rules and regulatory landscape,… more
- TD Bank (New York, NY)
- …transfer pricing teams **Skills, Education & Experience** + Knowledge of the Bank's financial reporting systems (eg Hyperion, FRS, PSGL), MS Office and business ... the project (CBB, AMCB, and TDS) + Contribute to Financial planning, analysis, performance measurement and reporting ... management/ specialized accounting / taxation / audit / regulatory reporting and operational issues + Acts… more