- SMBC (New York, NY)
- …: The Regulatory Governance Team is responsible for producing management reporting for senior business leadership, CPAD Senior Management, Risk ... support across the Advisory Function with respect to broker-dealer-applicable regulatory engagements, support function coordination, governance and reporting .… more
- TD Bank (New York, NY)
- …Experience in trade or communications surveillance a plus. + Firm understanding of financial product rules and regulatory landscape, as well as a strong ... and penchant for learning new business areas and developing understanding of financial institution's products and regulatory requirements and obligations. +… more
- SMBC (New York, NY)
- …is strongly preferred. + Strong project management skills supporting examinations and regulatory projects for the financial services industry. + General ... and documenting key meetings with stakeholders; and recordkeeping and reporting . + Performing due diligence reviews to ensure the...understanding of financial markets and financial services regulatory requirements. + Attention to… more
- Capital One (New York, NY)
- …deliverables. + Support development of well-structured, accurate drafts of regulatory deliverables, including periodic supervisory reporting . + Monitor ... Manager, Regulatory Affairs & Liaison Support Capital One, a...nation's top 10 banks, offers a broad spectrum of financial products and services to consumers, small businesses and… more
- TD Bank (New York, NY)
- …by regulators covering various businesses, functions and topics, including operations, finance, regulatory reporting , and sales and trading, and prepare business ... requests. + Provide periodic examination status updates and contribute to internal reporting and tracking related to examinations and regulatory findings. +… more
- Mount Sinai Health System (New York, NY)
- **Job Description** ** Senior Financial Analyst, Enterprise CDM -Patient Financial Services-Corporate 42nd Street-Full-Time- Days- Hybrid** The Senior ... (which includes the MSHS and the Faculty Practice Plan) combines advanced financial analysis with a strong professional healthcare revenue cycle background to ensure… more
- SMBC (New York, NY)
- …for financial and risk management topics in connection with regulatory engagements including regulatory examinations, routine continuous monitoring meetings, ... + Ensure regular, accurate and timely data and documentation to support updates and reporting to senior management and key stakeholders. + Contribute to and… more
- Bloomberg (New York, NY)
- Senior Financial Specialist (Global Compensation) Location New York Business Area Accounting and Finance Ref # 10048157 **Description & Requirements** The energy ... all aspects of compensation including program design, strategy, funding, metrics, regulatory compliance, controls, analysis, reporting and tools which provides… more
- CIBC (New York, NY)
- …Financial Markets, Financial Modeling, Global Market, Investments, Management Reporting , Market Trading, Regulatory Environment, Researching At CIBC, we ... Equity Derivatives, Delta1, ETF create/redeem. + Assist with surveillance of various regulatory reporting obligations, including: CAT, Nasdaq TRF, LOPR +… more
- M&T Bank (Buffalo, NY)
- …manager" + Conduct independent research and complex analytical projects involving financial modeling/forecasting to provide senior management with definitive ... **Overview:** Conduct advanced financial research and analysis projects with a large...a large amount of independence. Provide comprehensive advice/options to senior management in an expert capacity for use in… more