- MUFG (New York, NY)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across… more
- Insight Global (New York, NY)
- …NAV oversight (the review and monitoring of a fund's net asset value), and regulatory reporting . We're looking for a strong background supporting clients in a ... and wealth management industry. We are hiring at the Senior Associate and Manager levels to lead the delivery...a couple of processes to name a few. The regulatory reporting engagements are primarily private funds.… more
- TD Bank (New York, NY)
- …environments. + Skilled in executive-level communication and crafting transparent, decision-ready reporting . + Ability to influence senior stakeholders and ... for translating strategic objectives into actionable delivery, creating executive-level reporting , and ensuring disciplined execution under fast-paced and often… more
- JPMorgan Chase (New York, NY)
- …Prepare periodic firmwide and line of business reports, including thematic analysis for senior management. + Review global regulatory and legal obligations to ... the opportunity to work on high-impact projects, develop thematic risk analyses for senior management, and contribute to the evolution of the firm's reputation risk… more
- Broadview FCU (Albany, NY)
- …governance structure, ensuring a coordinated approach to risk identification, mitigation, and reporting . + Collaborate with senior leadership and business units ... enterprise risks. Employs a scenario planning approach to risk management using financial models to forecast best- and worst-case outcomes based on quantifiable… more
- Raymond James Financial, Inc. (New York, NY)
- …and building a new suite of automated, scalable, insight-driven dashboards and workflows. Reporting to the Vice President of Financial Crimes Analytics, this ... SQL Server, and cloud-based databases such as Amazon Redshift and Athena. + Financial crimes programs and regulatory requirements related to AML and Fraud… more
- TD Bank (New York, NY)
- …Management Interns will sit in the Credit Cards and Unsecured Lending business, reporting into the Credit Management team. Management Interns in our Graduate Program ... predictive analytics and AI-based tools to assist customers in their financial journey. **Key initiatives may include:** Innovation Projects that leverage alternate… more
- TD Bank (New York, NY)
- …Loan Application Register (LAR) data prior to annual filing to the Consumer Financial Protection Bureau (CFPB). You will leverage your HMDA background to produce ... accurate reporting of findings identified in data integrity reviews which...identified in data integrity reviews which are provided to Senior Management across Business and Compliance Teams. Additionally, you… more
- M&T Bank (Buffalo, NY)
- …to include but not limited to project or product strategy analysis, historical reporting , workflow analysis, and financial analysis + Support, maintain and ... business monitoring and financial analysis for escalation to all levels of senior management, as well as multiple M&T Bank committees and boards within the… more
- PNC (New York, NY)
- …Management (ALM), Decision Making and Critical Thinking, Effective Communications, Financial Forecasting and Modeling, Market Risk, Regulatory Environment ... Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of… more