- CIBC (New York, NY)
- …Office and Technology personnel on developing and implementing solutions to address regulatory requirements; 3) identifying and addressing the regulatory aspects ... new US and cross-border business initiatives; 4) assisting with regulatory exams by regulators such as NFA and SEC;...to swaps implemented under the Dodd-Frank Act (eg real-time/SDR reporting , large trader reporting , external business conduct… more
- Outreach Development Corporation (Richmond Hill, NY)
- …the organization's financial well-being. Compliance + Ensure compliance with financial reporting requirements, regulatory standards, tax reporting ... and expenses. Financial Analysis and Reporting + Provide regular financial reports, statements, and analysis to the senior management team to facilitate… more
- Citigroup (New York, NY)
- …sensitivity analysis, reviewing macroeconomic scenarios and indicators, the preparation of senior management reporting information and periodic reporting ... risk is managed effectively across all portfolios, protecting the company's financial stability and reputation while supporting the overall business strategy.… more
- University of Rochester (Rochester, NY)
- …implementing, and monitoring compliance programs that meet all applicable legal, regulatory , and contractual obligations, while also advising senior leadership ... : Identify, assess, and address compliance risks, providing recommendations to senior management to mitigate legal, financial , and reputational risks.… more
- CHS Inc. (Albany, NY)
- …or high-profile situations. + Financial communications expertise: Strong understanding of financial concepts, reporting and the ability to translate complex ... regulatory compliance: Understanding of the agricultural, cooperative or financial industries, particularly as they relate to cooperative ownership, finance and… more
- Tradeweb (New York, NY)
- …testing oversight, regulatory risk assessments, risk metric development, and governance reporting . The role reports into the Global Head of ERM and maintains ... Support the US ERM Lead in the delivery of regionally aligned risk metrics, regulatory reviews, and integrated reporting initiatives. + Contribute to global ERM… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of...group within SMBC Nikko Securities Inc. serves as a regulatory advisory function to the President and is responsible… more
- American Express (New York, NY)
- …within financial services. + Deep understanding of compliance risk, regulatory frameworks (eg, OCC, CFPB, FRB), risk management principles, and financial ... for the Compliance Risk Management framework at American Express, a leading financial services institution. This individual will be responsible for ensuring that our… more
- Citigroup (New York, NY)
- The Director, HR Legal is a Senior Lead Counsel 2 (Employment & HR) role and is a senior level position responsible for serving as subject matter expert and key ... support for enterprise business strategies and initiatives including Board committee reporting . This role has a significant degree of responsibility and authority.… more
- Citigroup (New York, NY)
- …testing. This role is vital to the company's operations, helping to uphold financial stability, manage potential risks, and ensure regulatory compliance, which ... date of hire. **Most Relevant Skills** Analytical Thinking, Credible Challenge, Financial Analysis, Governance, Issue Management, Management Reporting , Policy… more