- TD Bank (New York, NY)
- … financial institutions' operational, financial , sales and trading, and regulatory reporting activities and their obligations to applicable rules and ... more specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and support to...regulations. + Working knowledge of financial industry regulatory landscape. + Excellent interpersonal,… more
- Raymond James Financial, Inc. (New York, NY)
- …risk data across systems to ensure accuracy and completeness. + Support regulatory and internal reporting requirements, including CCAR, Basel, Market Risk ... **Job Summary** The Senior Manager, Market Risk Manager will play a...play a key role in the independent oversight and reporting of market risk exposures across Fixed Income, Structured… more
- TD Bank (New York, NY)
- …and conduct business-based analysis and execute requite implementation. + Provide ongoing reporting to senior management + Develop and deliver proactive ... Banking Space supporting a wholesale client base. Including knowledge of the regulatory framework supporting businesses such as Global Trade Finance and Payments &… more
- The New Jewish Home (Bronx, NY)
- …issues. Reports To: AVP, Home & Community Based Services and/or Chief Financial Officer Duties and Responsibilities: Develops and administrates a clinical program ... Ensures compliance by staff with all applicable Federal, State and local regulatory and accreditation standards. o Ensures that required professional and ancillary… more
- City National Bank (New York, NY)
- …Qualifications** * Bachelor's Degree or equivalent * Minimum 10+ years of lending and regulatory reporting in a data management environment * Minimum 10 years of ... act in a compliance advisory role supporting consumer banking on matters of regulatory compliance for Credit Cards. The role will be responsible for managing and… more
- JPMorgan Chase (New York, NY)
- …partners across the bank. You will play a critical role in executing financial processes, analysis, reporting , and assisting with budget planning. This position ... and lead our products to their launch. As a Senior Market and Product Expansion Associate on the Kinexys...contribute significantly to your team's success and test the regulatory requirements for our products. You will work across… more
- CVS Health (New York, NY)
- …performance indicators (KPIs) related to regulatory compliance, conducting regular reporting and presenting findings to senior management and regulatory ... to inquiries, audits, and inspections, and ensuring timely and accurate reporting and documentation. Develops and delivers regulatory compliance training… more
- TD Bank (New York, NY)
- …preferred **Preferred Qualifications** + Comprehensive practical knowledge of financial analysis techniques and methodologies including actuals reporting ... The role manages and provides consulting, planning and analytic support on financial results as well as future budgeting, providing interpretation through in-depth… more
- TD Bank (New York, NY)
- …degree required + 10+ years related experience required + In-depth knowledge of financial services, regulatory industry practices + In-depth knowledge of laws ... results through the identification of emerging or heightened risk + Supports Board reporting on monitoring and testing trends, key issues and action plans +… more
- MUFG (New York, NY)
- …technologies / platform + Successful hands-on delivery experience of managerial / financial reporting consolidation and process improvement + Prior experience in ... MS application skills, including Excel and PowerPoint to enable senior management reporting + A structured and...not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the… more