- JPMorgan Chase (New York, NY)
- …processes for deal execution, internal approvals, and business aspects of regulatory reporting . **Job responsibilities:** + Assisting Subsidiary Bankers in ... in a team environment, you will have access to senior officers of the firm and senior ...full spectrum of the firm's resources to develop customized financial solutions that meet the unique needs of each… more
- Scotiabank (New York, NY)
- …("RCSAs"), Risk identification, Operational Risk Events, Key Risk Indicators ("KRIs"), Non- Financial Risk Management Committee, and ongoing reporting and ... on status of remediation. This includes accountability of reporting to senior management and committees on...institution. + Working knowledge of Capital Markets and current regulatory environment in the Financial Services industry.… more
- M&T Bank (Buffalo, NY)
- …OF: BUFFALO NY, BRIDGEPORT CT, or WILMINGTON DE** **Overview:** + Provides senior level expertise for audits over the Bank's Information Technology (IT) Engineering, ... in the planning and execution of validation procedures for Internal Audit and Regulatory issues that require subject matter expertise. + Organize and complete work… more
- TD Bank (New York, NY)
- …and audit) and regulatory requirements, requests, and expectations. **JOB DESCRIPTION** Reporting to the Senior Manager, Governance and Control, the Manager ... and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members of TDS Governance &… more
- JPMorgan Chase (New York, NY)
- …and gap assessments of current state controls against industry frameworks and regulatory requirements. + Review and analyze reporting metrics to proactively ... Controls is a key function within financial institutions and large organizations, including JPMorgan Chase. Its primary purpose is to ensure that the organization… more
- Diageo (NY)
- …value, and proactive management and mitigation of key tax risks, compliance and reporting . Purpose: The Tax Director & Counsel is a strategic advisor to the ... with business goals, and stays ahead of legislative and regulatory changes. The role provides tax support on M&A...state tax audits and other tax controversies. **Job Dimensions:** Reporting to the VP Tax - Americas, the role… more
- Robert Half Accountemps (Brooklyn, NY)
- …model for seamless global service delivery. + Identify and mitigate operational and regulatory risk areas in partnership with senior leadership and control ... Description Overview A global leader in the financial services and investment banking industry is seeking...goals and client service objectives. + Serve as the senior escalation point for complex client and investor matters,… more
- City National Bank (New York, NY)
- …Ensure processes are in place for the appropriate oversight, tracking and reporting of compliance program risks that includes an internal control structure, new ... products, training, regulatory change management, risk assessments, issues management, and monitoring...change management, risk assessments, issues management, and monitoring and reporting . *Compliance Risk Management Division* This is a great… more
- MUFG (New York, NY)
- …communications skills, both oral and written with experience presenting to senior level management. + Experience interfacing with banking/ financial services ... (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association… more
- Mount Sinai Health System (New York, NY)
- …Soarian, etc. + Experience working in a health plan or consulting actuarial, financial reporting or medical economics departments highly valuable. + Experience ... 42nd Street Corporate Offices** The Data Science Analyst III is a senior role, collaborating with stakeholders from across the organization to develop sophisticated… more