- RiseBoro Homecare Inc. (Brooklyn, NY)
- …rent rolls, vacancy reports, and arrears. . Review and validate compliance-related financial reporting before submission to investors and agencies. . Coordinate ... and track resolution of any identified deficiencies to ensure ongoing compliance. Regulatory reporting and Registrations . Ensure timely accurate filing of… more
- JPMorgan Chase (New York, NY)
- …an experienced group of professionals while being involved in all aspects of financial reporting , accounting, tax, internal controls, and oversight over service ... Assist in the oversight of month-end and quarterly pricing, financial reporting and accounting for the private...valuation policies + Assist in the review of quarterly/annual financial statements for the funds including all regulatory… more
- TD Bank (New York, NY)
- …Experience in trade or communications surveillance a plus. + Firm understanding of financial product rules and regulatory landscape, as well as a strong ... and penchant for learning new business areas and developing understanding of financial institution's products and regulatory requirements and obligations. +… more
- TIAA (New York, NY)
- …that investment and business processes are efficient, scalable, and aligned with regulatory and fiduciary obligations in PAM and IMG, while delivering value through ... into three categories: 1) Investment and Business Risk Management; 2) Reporting and Oversight; 3) Practice Management. **Key Responsibilities and Duties**… more
- TD Bank (New York, NY)
- …to automation and process improvement initiatives to enhance documentation workflows and regulatory compliance. + Prepare and deliver reporting on documentation ... and clients through capital markets deal origination including execution of regulatory and legal trading agreement requirements globally. This team maximizes revenue… more
- Capital One (New York, NY)
- …and drive project and program delivery, including project and process management, reporting , engagement in senior leadership meetings, and drafting and reviewing ... and unblock teams to land business impact + At least 3 years of Financial Services industry experience, including familiarity with regulatory practices + At… more
- TD Bank (New York, NY)
- …stock recommendations to institutional investor clients. Job tasks include financial modeling, interviews with physician experts and company managements, conducting ... reports and making oral presentations. The successful candidate will support a Senior Research Analyst in analyzing individual biotech companies and market trends;… more
- Neuberger Berman (New York, NY)
- …managed accounts (SMAs). + Extensive experience with trade management workflows, regulatory reporting , incident oversight, and operational KPIs/SLAs; ability to ... resolve front-to-back issues impacting execution, risk, performance attribution and reporting . The role centralizes Aladdin problem-solving, builds operating playbooks,… more
- Marex (New York, NY)
- Diversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity, market access and infrastructure services to clients ... in the energy, commodities and financial markets. The Group provides comprehensive breadth and depth...related control gaps. + Governance: Contribute in and create reporting materials for governance forums, ensuring comprehensive oversight and… more
- KeyBank (Amherst, NY)
- …to evaluate the adequacy of Key's operations and compliance with regulatory requirements. Individuals work both autonomously on assignments and in collaboration ... with other members of REA team on projects and testing. The Senior Manager must have a strong understanding of audit and/or testing concepts and apply those to… more