- SMBC (New York, NY)
- …: The Regulatory Governance Team is responsible for producing management reporting for senior business leadership, CPAD Senior Management, Risk ... support across the Advisory Function with respect to broker-dealer-applicable regulatory engagements, support function coordination, governance and reporting .… more
- TD Bank (New York, NY)
- …oversight through management of the policy and training exemption governance and reporting processes to the Compliance Senior Executive Team (and related ... colleagues dedicated to setting new industry standards. The Compliance Regulatory Change Office (CRCO) Impact Assessment and Implementation Oversight Team… more
- TD Bank (New York, NY)
- …, Line of Business and risk partners + Communicate project updates and reporting results effectively to senior management. **The above details are specific ... timely fashion + Guides and complements the assigned portfolio in terms of financial , regulatory and risk management requirements + Interacts with control… more
- JPMorgan Chase (Brooklyn, NY)
- …and capabilities** + 3+ years in a Finance organization with exposure to accounting, financial statements, and/or regulatory reporting + Bachelor's degree in ... reporting . Moreover, this role provides high visibility to senior stakeholders in the Commercial & Investment Bank and...in SEC Reporting or Regulatory Reporting JPMorganChase, one of the oldest financial … more
- Raymond James Financial, Inc. (New York, NY)
- …Analyst_ ) plays a key role in supporting the firm's compliance with non- financial regulatory reporting requirements. Leveraging advanced knowledge and ... projects + Performs other duties and responsibilities as assigned **Knowledge of** : + Non- Financial Regulatory reporting requirements + Financial market… more
- Scotiabank (New York, NY)
- …(Regulation QQ), and support with implementation of any required changes based on regulatory reporting standards and guidelines. + Assist with the US Liquidity ... to the overall success of the US Treasury team by supporting regulatory compliance, enhancing liquidity reporting and analytics, and executing strategic… more
- Scotiabank (New York, NY)
- …QQ), and support with implementation of any required changes based on regulatory reporting standards and guidelines. + Actively participate in developing ... Reporting & Analytics team for Scotiabank to ensure regulatory compliance, prepare and enhance liquidity reporting ...processes. + Deliver actionable insights through ad-hoc analytics and reporting as requested by senior management. +… more
- TD Bank (New York, NY)
- …**Compliance-wide frameworks, guidelines and standards for testing, monitoring, risk assessment, reporting and other activities** + **Internal Audit, regulatory ... LLC and TD Wealth Management Services Inc) with independent and complex regulatory regimes. The Financial Advisors, Relationship Managers, and Investment… more
- TD Bank (New York, NY)
- …Experience in trade or communications surveillance a plus. + Firm understanding of financial product rules and regulatory landscape, as well as a strong ... and penchant for learning new business areas and developing understanding of financial institution's products and regulatory requirements and obligations. +… more
- MTA (New York, NY)
- …BSC, and DDCR. Provide analytical guidance to the Manager of EO Analysis and Reporting and Senior EO Analysts. + Ensure timely and accurate completion of ... Director, EO Analysis and Reporting Job ID: 13730 Business Unit: MTA Headquarters...rewarding opportunities. Position Objective: Under the guidance of the Senior Director, EO, and in close collaboration with the… more