- Citigroup (New York, NY)
- …the closing and integration of assets into Citi's management structure, operating and financial reporting platforms and other systems + Applies ingenuity and ... Citigroup functional team leaders, and presentation of key business/legal issues and financial impact of the contemplated transaction to senior management. The… more
- KeyBank (Amherst, NY)
- …of testing and continuous monitoring to evaluate Key's compliance with regulatory requirements. Individuals work both autonomously on assignments and in ... collaboration with other members of REA team on projects and testing. The Senior Compliance Manager must have in-depth knowledge of wealth and trust risk management… more
- TD Bank (New York, NY)
- …to support the various areas of data and analytics. Works independently as a senior lead and may manage and direct activities related to analysis, design and support ... in multiple programming language + Works autonomously as a senior /lead on a diverse range of tasks and is...in the use and understanding of the data and reporting solutions + Develops data road map/information management strategies… more
- HUB International (New York, NY)
- …strategic business initiatives. + 10+ years' experience as a senior SEC regulatory compliance professional for either a large financial services firm + ... Compliance and Risk Officer, will be a highly visible, senior leadership position, reporting directly into the...compliance weaknesses; + Keep up to date with new regulatory requirements and ensure communication of best practices/new rules… more
- MTA (New York, NY)
- …data is captured for analysis. Respond to requests for data, reports, etc. from senior staff, regulatory authorities (FRA, PTSB, PESH), etc. Ensure safety data ... reduce injuries and incidents. As a member of the MNR OSS senior leadership team, this position also contributes to department-wide strategic direction-setting, goal… more
- M&T Bank (Buffalo, NY)
- **Overview:** This role provides senior level expertise in audit engagements that span multiple portfolios which require in-depth business and risk knowledge to ... in the planning and execution of validation procedures for Internal Audit and Regulatory issues that require subject matter expertise. + Organize and complete work… more
- American Express (New York, NY)
- …that risk management activities are conducted in a manner compliant with regulatory requirements and expectations. The team aggregates and reports on key risk ... risk oversight by identification, assessment, control, measurement, monitoring and reporting of risks related to operational resilience program. + Leverage… more
- Sunrise Senior Living (Plainview, NY)
- …research. + Plan call objectives. + Articulate the benefits of referring to Sunrise Senior Living. + Participate in and provide reporting resources for the ... **When you join Sunrise Senior Living, you will be able to use...are fully prepared according to Sunrise and state/province specific regulatory requirements. ** Financial Management** + Assist in… more
- MUFG (New York, NY)
- …successful execution of the end-to-end audit process (eg planning, fieldwork testing, reporting , issues validation, etc.). The Senior Auditor I also establish ... (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association… more
- University of Rochester (Rochester, NY)
- …outcomes and ensure data accuracy and usability. **Compliance Monitoring & Reporting ** Monitors and evaluates departmental compliance with regulatory ... administrative leader supporting the departments of Nursing Quality, Safety, and Regulatory Readiness. This professional-level role is responsible for executing and… more