- City National Bank (New York, NY)
- …equivalent * Minimum 7 years of lending, compliance, and regulatory reporting . * Minimum 5 years of financial services experience *Additional Qualifications* ... *COMPLIANCE OFFICER SENIOR -MORTGAGE ORIGINATION* WHAT IS THE OPPORTUNITY? The Compliance...controls are in place to mitigate compliance risk. Maintaining regulatory change management, policies and procedures, training, and advisory… more
- MUFG (New York, NY)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across… more
- American Express (New York, NY)
- … regulatory frameworks, and/or operational standards + Experience within financial services industry + Strong analytical and problem-solving skills, with an ... the GCS Control Management Risk ID, Assessment, Testing and Reporting team is to identify, assess, mitigate, and report...within BU processes for GCS to ensure adherence to regulatory standards, Amex policy and enhance the BU's resilience… more
- City National Bank (New York, NY)
- …* Assist with regulatory filings such as Form ADV and CFTC reporting . * Provide guidance and coaching to colleagues on interpretation and application of ... *COMPLIANCE OFFICER SENIOR -INVESTMENT ADVISORY* *WHAT IS THE OPPORTUNITY?* The ...controls are in place to mitigate compliance risk. Maintaining regulatory change management, policies and procedures, training, and advisory… more
- St. George's University (Great River, NY)
- …Enrollment & Compliance, Financial Aid, Clinical Studies, IT, and external regulatory bodies to support compliance and institutional reporting . + Support ... Senior Assistant Registrar, Institutional Operations For Rocky Vista...Assistant Registrar partners closely with faculty, administrators, enrollment services, financial aid, student affairs, and external accrediting bodies. The… more
- Citigroup (New York, NY)
- …progress on the Data Governance strategy and/or Data Risk and Control framework for senior leadership and regulatory updates** + **Liaise with metrics team to ... with regulatory bodies and internal audit teams to close/review key regulatory commitments * Collaborate with senior management and other stakeholders to… more
- Citigroup (New York, NY)
- …programs. + Comprehensive knowledge and understanding of strategic elements of financial , operational, technical, and regulatory environment across the company. ... organization and oversees Controls, Analytics and Decision Management, Quality Assurance, Regulatory Management, Data and Transformation for Technology, as well as… more
- Otsuka America Pharmaceutical Inc. (Albany, NY)
- …to post commercialization, with emphasis on the large global clinical trials and regulatory filing activities. The Senior Director, GCD is responsible for all ... Description** **Position Summary** Otsuka is seeking an experienced and visionary Senior Director, Global Clinical Development (GCD), with experience in immunology,… more
- Wells Fargo (New York, NY)
- …** Reporting and Documentation** + Preparing Trade Surveillance reports for senior management. + Provide regular reporting on the effectiveness and ... Risk Management Framework (RMF) concepts and policies across risk types ( regulatory , financial crimes, credit, operational, etc.). Excellent communication skills… more
- Deloitte (Williamsville, NY)
- …adherence to project objectives. + Provide technical expertise on accounting and financial reporting matters related to transactions. + Manage engagement ... The Senior Manager will play a key role within...public and private clients to assist with accounting and financial reporting , among other areas. + Stay… more