- PNC (Charlotte, NC)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... investment experience to clients, providing actionable advice, market insight and reporting on investment results. Maintains expert level knowledge of complex… more
- GE Vernova (Wilmington, NC)
- …Conceptual, Preliminary, and Detailed Design including successful completion of nuclear regulatory design certification or plant licensing as well as procurement ... requirements; interfaces, function, performance, design assurance process, qualification, standards, regulatory guidance, certification or licensing commitments, technical contract, human… more
- TD Bank (Charlotte, NC)
- …can provide you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Manager, Financial Crime Risk ... develops a team of professionals who provides oversight, expert policy / regulatory guidance and advisory services and/or a control function related to specialized… more
- Duke Energy (Charlotte, NC)
- …utilizing their expertise to navigate challenging negotiations and manage the financial aspects within their projects. The Sr. Real Estate Representative is ... matters relating to real estate law, property title questions, Federal Energy Regulatory Commission (FERC) related matters, and commission and/or court testimony. +… more
- Oracle (Raleigh, NC)
- …to mitigate them. Regularly assess and update risk management plans. + Regulatory Compliance: Ensure that all construction activities comply with local regulations, ... building codes, and industry standards. + Progress Reporting : Generate accurate and timely project reports, including status updates, financial forecasts, and… more
- GE Aerospace (Wilmington, NC)
- …+ Prepares and analyzes information required to successfully complete quarterly financial reporting , financial projections, experience reviews and ... liabilities and in determining the level of capital needed for regulatory requirements. Interprets internal and external business challenges and recommends best… more
- Citigroup (Charlotte, NC)
- …etc.); Data Domain Ownership (centralized point for requirements, controls, execution, and reporting ); FMI Council. + Support preparation of Regulatory Materials ... experience in operational risk management or other control-related functions in the financial services industry. + Ability to identify, measure, and manage risks and… more
- TD Bank (Charlotte, NC)
- …to explain complex data analysis related material. **Department Overview:** The US Financial Crime Risk Modeling & Advanced Analytics team within US Financial ... / Counter-Terrorism Financing (AML/CTF) models/AI solutions to comply with regulatory requirements/changes and internal policies, support TD's global AML/CTF… more
- Equitable (Charlotte, NC)
- …organization Assist in documentation management related to deficiency remediation activities. ** Financial Reporting :** + Assist in the analysis and ... This internship will assist in ensuring compliance with internal controls, regulatory standards, and accounting policies to maintain financial integrity.… more
- Truist (Charlotte, NC)
- …technology related capitalization, complex contract accounting and operational processes impacting financial reporting within a large financial institution. ... advice on a broad range of complex accounting and financial reporting issues to various constituencies, including...Leadership, the BU CFO organization, other members of the Senior Leadership Team, external auditors, and regulatory … more