- Truist (Whiteville, NC)
- …stated policy and procedures. This may include, but is not limited to, regulatory filings (eg Currency Transaction Reporting (CTR), Suspicious Activity Report ... the following job description:** Responsible for day-to-day operations of assigned Financial Intelligence Unit (FIU) team ensuring full compliance with the Bank… more
- Truist (Charlotte, NC)
- …for leading and managing staff, vision and strategic plan of respective Financial Crimes Investigations (FCI) area(s) under leadership, with an emphasis on ... throughout the enterprise to ensure proper notification of decisions and reporting of FCI processes, enhancements, etc. 4. Manage process improvements,… more
- Truist (Charlotte, NC)
- …and regulators** 7. Proactively provide counsel to senior leaders and financial management on complex accounting and external reporting issues. Provide ... advice on a broad range of complex accounting and financial reporting issues to the Finance organization...Corporation and its subsidiaries to ensure compliance with GAAP, regulatory reporting and affiliate transaction requirements. Such… more
- TD Bank (Charlotte, NC)
- …oversight through management of the policy and training exemption governance and reporting processes to the Compliance Senior Executive Team (and related ... and manage the annual monitoring plan for the US, , including, reports on regulatory themes and potential gaps in coverage, and creates standards and procedures for… more
- Bank of America (Charlotte, NC)
- …and manipulate large data sets + Experience in manual report writing (compliance reporting , regulatory reporting , SARs reports) + Proficiency with writing ... in areas such as financial crimes, including financial crimes investigations management, fraud management, regulatory ...(LoB) Products, Services & Acumen + Risk Governance & Reporting + Financial Crimes Risk Programs +… more
- TD Bank (Charlotte, NC)
- …ability to execute advanced quantitative modeling along with managing high-stakes regulatory governance.** **The Lead Business Insights Specialist acts as an advisor ... **Enterprise domain/functional and deep specialized knowledge at the enterprise, business, regulatory and industry levels** **Undertakes and completes a variety of… more
- TD Bank (Charlotte, NC)
- …**Compliance-wide frameworks, guidelines and standards for testing, monitoring, risk assessment, reporting and other activities** + **Internal Audit, regulatory ... standards. **Department Overview:** **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as… more
- Lowe's (Mooresville, NC)
- …this role leads to support for the execution and design of internal controls over financial and regulatory reporting , by working independently to apply and ... experienced accounting judgment and advanced knowledge of GAAP and regulatory requirements. The Senior Manager will identify...and financial information to ensure accuracy of financial reporting . + Leads a fast-paced monthly… more
- TD Bank (Charlotte, NC)
- …including development of required outputs, liaison with relevant stakeholders, briefings to senior management and production of associated reporting . **Depth & ... of experience **Preferred Qualifications:** + 7+ years of experience in financial contingency planning, liquidity/capital management, regulatory , risk, legal or… more
- Truist (Charlotte, NC)
- …Audit Methodology and related policies and procedures, and Board and Management Committee reporting . The Senior Director is responsible for the coordination and ... **Please review the following job description:** The Truist Audit Services Senior Director - Professional Practices provides leadership and management of Audit… more