- PNC (Charlotte, NC)
- …Data Gathering and Reporting , Predictive Analytics, Quantitative Techniques, Regulatory Environment - Financial Services, Testing **Work Experience** Roles ... Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of… more
- US Bank (Charlotte, NC)
- …Screening. Professional presentation skills for audiences including but not limited to senior leadership, CAS, regulatory and business partners. Timely response ... requirements for technical projects. + Considerable knowledge of applicable laws, regulations, financial services, and regulatory trends that impact Enterprise … more
- Sprinklr (NC)
- …to the Board of Directors, General Counsel, CEO, and executive leadership on regulatory strategy, and partner closely with senior leadership across the Company ... them deliver consistent, trusted customer experiences worldwide. **About** **the Role** Reporting to the General Counsel, the **Chief Compliance Officer (CCO)** will… more
- Grifols Shared Services North America, Inc (Clayton, NC)
- …sales. This person must have knowledge of complex plasma processing, market and regulatory requirements, and be able to analyze and offer contingency plans when ... including established lead-times, manufacturing constraints, WIP inventory, intercompany transfers, regulatory and quality parameters, lot sizes and days on hand… more
- City National Bank (Charlotte, NC)
- …be responsible for all aspects of the audit, including the planning, execution, and reporting phases. The Senior Manager will also be involved in internal and ... *SR. AUDIT MANAGER- BSA/AML* WHAT IS THE OPPORTUNITY? The Senior Audit Manager will lead a team of auditors...design and operating effectiveness of internal controls, adherence to regulatory requirements and Bank policies, and the effectiveness of… more
- TD Bank (Charlotte, NC)
- …alignment with Data Policy, Standards and Strategy. The role also provides reporting , analysis, and assessments to support data governance within their business area ... standards, policies and results of analysis to inform decision making at senior levels + Builds stakeholder alignment in leading projects and activities; may… more
- TD Bank (Charlotte, NC)
- …compelling business context and advice; influences and gains alignment across increasingly senior stakeholders + Works autonomously as the lead and guides others ... of risk management governance, programs, policies, practices, operating frameworks & reporting for business supported and/or area of discipline + Knowledge of… more
- Novant Health (Wilmington, NC)
- What We Offer The Senior Director, Chief Nursing Officer will serve as the executive nursing leader overseeing Scott Hill Medical Center Hospital. The Sr Director ... and clinical leadership to ensure high-quality patient care, nursing efficiency, regulatory compliance, and alignment with the medical center and Novant Health's… more
- City National Bank (Charlotte, NC)
- …ensuring issues are closed in a manner which both adheres to the regulatory requirements and ensures business continuity. WHAT WILL YOU DO? * Reviews/challenges ... for new or revised laws and regulations. * Assist the Compliance Manager, Senior Compliance Officer, and Risk Assessment team with the evaluation of compliance… more
- City National Bank (Charlotte, NC)
- …activities. * Minimum 1 year of experience conducting internal audits within financial institutions. * CRCM-Certified Regulatory Compliance Manager (preferred) * ... a key role responsible for leading and contributing to compliance audits and regulatory and non- regulatory issue validation. This individual will lead and… more