- USAA (Charlotte, NC)
- …the effectiveness with such audits and participates in researching and resolving financial , operational, or regulatory problems identified. + Monitors and ... USAA?** At USAA, our mission is to empower our members to achieve financial security through highly competitive products, exceptional service and trusted advice. We… more
- Lincoln Financial (Raleigh, NC)
- …help guide transformation efforts and lead special projects to enhance the overall financial reporting process. **What you'll be doing** *Leading and working ... #:** 74869 **The Role at a Glance** As a Senior Associate Actuary in Life Valuation department of the...build new tools and processes which enable production valuation reporting . *Support the production valuation process for life products… more
- City National Bank (Charlotte, NC)
- …IT Risk routines to ensure appropriate oversight, monitoring and escalation to senior leadership to ensure efficient risk management. In addition, this function ... manages and develops risk reporting and metrics to support all FLoD IT Risk...metrics to support all FLoD IT Risk routines, including regulatory oversight, issues management, risk advisory updates, escalations of… more
- Huntington National Bank (Charlotte, NC)
- …and loss reporting , branch office income and expense statements, quarterly SEC/ Regulatory reporting and the year-end audit. + Interact with the Underwriting ... Description Reporting to the Business Segment Controller, this position...daily trade activity, assisting in the preparation of various financial and regulatory reports and serve as… more
- Bank of America (Charlotte, NC)
- …metrics, aging, and other requested KPIs is a key part of this role. This reporting will be provided to our Senior Leadership Team, Executive Control Partners as ... are guided by a common purpose to help make financial lives better through the power of every connection....reporting requirements + Provides monthly, quarterly and ad-hoc reporting to senior leadership utilizing BI tools… more
- Wells Fargo (Charlotte, NC)
- …delivery of reliable data for strategic data centric decision making, business growth, regulatory reporting and risk management. **In this role, you will:** + ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more
- American Express (Charlotte, NC)
- …that risk management activities are conducted in a manner compliant with regulatory requirements and expectations. The team aggregates and reports on key risk ... and oversight to the first line operational resilience risk taking activities. Reporting to the Director for Business Disruption & Operational Resilience Risk… more
- American Express (NC)
- …you will assess behavioral data, evaluate control environments, drive automation of reporting processes, and present actionable insights to senior leadership and ... data to identify trends, potential risks or non-compliance with laws, regulatory requirements, and supervisory expectations + Design and review conduct risk… more
- Wells Fargo (Charlotte, NC)
- …recognized equivalents will be accepted + Obtaining and/or maintaining appropriate Financial Industry Regulatory Authority (FINRA) license(s) is required for ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more
- US Bank (Charlotte, NC)
- … & Communication** Produce high-impact executive decks and operational reports for senior leadership and regulatory bodies. Translate complex data into ... experience Preferred Skills/Experience - Advanced knowledge of applicable laws, regulations, financial services, and regulatory trends that impact their assigned… more