- Wells Fargo (Charlotte, NC)
- …compliance functional knowledge. + Develop and present Oversight program materials to senior management. + Provide regulatory compliance risk expertise and ... ActOne, Protegent, Catalyst, GMI) + Surveillance, testing or audit experience in a regulatory environment experience + Experience in a financial services, audit,… more
- TD Bank (Charlotte, NC)
- …and jurisdictions where TD operates + Provides advanced analysis and/or specialized reporting to support business partners, functional areas or centers of expertise ... for business management, dealing with non-routine information + Manages/assists with regulatory reviews including inquiries, audits, and exams + Identifies and leads… more
- Truist (Charlotte, NC)
- …+ Strong knowledge in field of assigned business unit(s) + Knowledge of financial accounting and reporting systems + Ability to provide effective challenge ... Business Unit. Present risk aggregation, key risks and emerging risks to senior Business Unit Leadership. Identify and opine on remediation to address weaknesses… more
- City National Bank (Charlotte, NC)
- …FLoD IT Risk routines to ensure appropriate oversight, monitoring and escalation to senior leadership / CIO as needed for efficient risk management. In addition, ... this function manages and develops risk reporting and metrics to support all FLoD IT Risk...metrics to support all FLoD IT Risk routines, including regulatory oversight, issues management, risk advisory updates, escalations of… more
- Electric Power Research Institute (Charlotte, NC)
- …audit experience, including leadership roles. + Deep knowledge of financial reporting , operational controls, IT systems, and regulatory compliance. + Proven ... ideal candidate will be a mission-driven leader who can navigate complex regulatory environments and drive innovation in audit processes. The Director will report… more
- Robert Half Finance & Accounting (Greensboro, NC)
- …and financial operations of the company, ensuring accurate and timely financial reporting , maintaining internal controls, and ensuring compliance with all ... the ability to balance strategic oversight and hands-on execution. Key Responsibilities: Financial Reporting * Preparation of monthly, quarterly, and annual … more
- SMBC (Charlotte, NC)
- …Strong knowledge of ** financial products** , **risk management** , and ** regulatory reporting ** (eg, BCBS 239, RWA, CCAR, Liquidity). + Exceptional ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...includes enterprise-wide initiatives in data governance, data management, and regulatory compliance, with a focus on key areas such… more
- Ally (Raleigh, NC)
- …You're constantly evolving, so shouldn't your opportunities be, too? **The Opportunity** Reporting to the Treasury Senior Director, the Treasury Director is ... 21229 **Remote?** No **Ally and Your Career** * Ally Financial only succeeds when its people do - and...* Manage routine activities spanning across Treasury, including standard reporting , ALCO materials preparation, consolidation of Senior … more
- City National Bank (Charlotte, NC)
- …or enhancing AI/GenAI and/or technology/operational risk programs, and executing on regulatory remediation projects at banks or other financial institutions ... of relevant use cases for GRM. * Works with various regulatory support functions for continuous monitoring and exam management, business unit/corporate… more
- PNC (Charlotte, NC)
- …Data Gathering and Reporting , Predictive Analytics, Quantitative Techniques, Regulatory Environment - Financial Services, Testing **Work Experience** Roles ... are seeking a risk manager to join our team, reporting directly to the Head of Capital Markets Risk...Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit… more