- Equitable (Charlotte, NC)
- …Are you ready to join an organization that will help unlock your potential? Reporting directly to the Equitable Financial Chief Compliance Officer, the role is ... or activities, making effective judgments as to prioritizing and time allocation. ** Regulatory Environment - Financial Services:** Knowledge of regulatory … more
- Wells Fargo (Charlotte, NC)
- …internal/external audits. **Required Qualifications:** + 6+ years of Finance, Accounting, Analytics, Financial Reporting , Accounting Reporting or Risk ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more
- American Express (Charlotte, NC)
- …+ 8-10 years of experience in data governance, risk management, operational controls, or regulatory reporting in a large financial services institution. + ... remediating, and monitoring data issues and risks that impact financial integrity, reporting , and regulatory ...+ Produce regular reporting and dashboards for senior leadership, risk committees, and regulatory stakeholders,… more
- WTW (Charlotte, NC)
- …and financial oversight tailored to each client's unique risk profile. Reporting to senior leadership and working closely with clients, regulators, and ... Account Executive plays a critical role in shaping underwriting strategy, ensuring regulatory and financial compliance, and delivering timely, high-quality board… more
- TD Bank (Charlotte, NC)
- …for this role. **Line of Business:** Product Management **Job Description:** The Senior Product Analyst contributes to the business strategy by supporting tactics ... development and to acquire/retain business for their specific product group. The Senior Product Analyst offers advice, recommendations, solutions and consulting at a… more
- Otsuka America Pharmaceutical Inc. (Raleigh, NC)
- …This global role includes direct reports in the United States and dotted line reporting in Asia, Europe and North America. The leader of R&D Global Quality will ... trial and submission support, lead the R&D audit program, engage with regulatory authorities, and maintain clinical data integrity. The leader will be responsible… more
- American Express (Charlotte, NC)
- …and Enterprise process owners on identification, assessment, control, measurement, monitoring and reporting of Human Capital related risk + Learn CEG and People ... the design and delivery of talent risk metrics and reporting to management committees, risk committees and boards +...to management committees, risk committees and boards + Support regulatory exams as required, to ensure the company is… more
- City National Bank (Charlotte, NC)
- …FLoD IT Risk routines to ensure appropriate oversight, monitoring and escalation to senior leadership / CIO as needed for efficient risk management. In addition, ... this function manages and develops risk reporting and metrics to support all FLoD IT Risk...metrics to support all FLoD IT Risk routines, including regulatory oversight, issues management, risk advisory updates, escalations of… more
- City National Bank (Charlotte, NC)
- …inventory of critical use spreadsheets and desktop tools that are essential to financial reporting , model use, bank stress testing, etc. Individual should be ... Enterprise-wide guidance in accordance with the CIMR program and financial industry regulations, ad-hoc reports, and as requested *...* Minimum 8 years of banking experience, preferably in regulatory reporting or credit. * Minimum 7… more
- TD Bank (Charlotte, NC)
- …and Control Manager will be responsible for the analysis, assessment and reporting of operational risks. This includes representing the ATM Channel for new ... internal partners such as Legal, Compliance, Privacy, Operational Risk, Regulatory Risk, Fraud, TRMIS and others to ensure alignment...as an expert in Operational Risk Event data and reporting and provides insight in identifying trends and risks… more