- TD Bank (Charlotte, NC)
- …with staff and senior management of the Bank with respect to regulatory risk and other matters + Empowered to make prudent professional recommendations - in ... details for this role. **Line of Business:** Risk Management **Job Description:** The ** Senior Group Risk Analyst, RCSA Manager** provides a broad range of research,… more
- TD Bank (Charlotte, NC)
- …impact; typically oversees standards, controls and operating methods that have significant regulatory , financial and operational impact within the context of ... required **Preferred Qualifications:** + 7+ years of experience in financial contingency planning, liquidity/capital management, regulatory , risk, legal… more
- TD Bank (Charlotte, NC)
- …of compliance that will cascade throughout the organization. The US Compliance Senior Transformation Manager supports the overall coordination of US regulatory ... remediation including oversight over all workstreams and responsibility for related reporting . The Manager supports the head of US Compliance Transformation in… more
- Bank of America (Charlotte, NC)
- GT Risk and Regulatory Portfolio Executive - Business Control Executive Charlotte, North Carolina;Atlanta, Georgia; Plano, Texas **To proceed with your application, ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/GT-Risk-and- Regulatory -Portfolio-Executive Business-Control-Executive\_25025410-2) **Job Description:** At Bank of America, we… more
- Bank of America (Charlotte, NC)
- … exams, inquiries, audits, risk reviews & remediation, audit issue portfolio, regulatory reporting , general ledger account maintenance, exposure reporting ... are guided by a common purpose to help make financial lives better through the power of every connection....and accurately on a daily and monthly basis to Regulatory Reporting as well as maintaining Capital… more
- Wells Fargo (Charlotte, NC)
- …Derivs & Middle Office Operations, Account Onboarding, Tax Operations, FX Operations, Non- Financial Regulatory Reporting Operations, Transaction + Support ... regulatory exams and audits related to transaction and regulatory reporting , including preparation, coordination, and response activities + Monitor … more
- Coinbase (Charlotte, NC)
- …and high-profile position that will play a crucial role in financial reporting and other statutory and regulatory filings. *What You'll Be Doing (ie, ... Chief Accounting Officer, this role will lead the Company's Financial Reporting function and be an integral...Minimum 10+ years of relevant experience. Current or recent senior -level SEC reporting experience is required. *… more
- Coinbase (Charlotte, NC)
- …Controls (ITACs), ensuring comprehensive coverage and assessment of IT-dependent financial reporting and operational processes. A strong understanding ... process owners, and oversee and report on remediation progress and effectiveness to senior management. * *Executive & Audit Committee Reporting :* Develop and… more
- TD Bank (Charlotte, NC)
- … Senior Treasury Liquidity Analyst maintains, enhances, and develops reporting processes, control frameworks, and/or systems. Daily activities involve providing ... leadership, direction, and necessary quality assurance checks regarding liquidity reporting and all relevant investor and/or regulatory requests. This role… more
- Comerica (Charlotte, NC)
- Job Description Senior Director Division Business Risk & Control OfficerThe Business Control Director Senior is a critical role with a mandate to drive ... the First Line of Defense, the Business Control Director Senior is accountable for maintaining a robust First Line...culture, and is responsible to evolving business needs and regulatory expectations. As a First Line leader, the Business… more