- MUFG (New York, NY)
- …quality rules with different functions like Risk (Market and Credit), Finance and Regulatory Reporting , Static and Reference teams, Regulatory Operations and ... (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association… more
- JPMorgan Chase (Brooklyn, NY)
- …and model development + Produce timely and accurate feedback and analysis for regulatory requests, reporting on the banking balance sheet and liquidity positions ... Access **Preferred qualifications, capabilities and skills** + Working knowledge of financial analysis, liquidity risk, balance sheet analysis, regulatory … more
- JPMorgan Chase (New York, NY)
- …an experienced group of professionals while being involved in all aspects of financial reporting , accounting, tax, internal controls, and oversight over service ... Assist in the oversight of month-end and quarterly pricing, financial reporting and accounting for the private...valuation policies + Assist in the review of quarterly/annual financial statements for the funds including all regulatory… more
- MUFG (New York, NY)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across… more
- JPMorgan Chase (New York, NY)
- …in LATAM. Based in New York, you will lead initiatives that support regulatory reporting , client billing, and strategic responses to market and geopolitical ... automation and process efficiencies. + Familiarity with LATAM markets and regulatory environments. JPMorganChase, one of the oldest financial institutions,… more
- The Estee Lauder Companies (New York, NY)
- …leadership, stakeholders Securities Law Compliance *Provide legal counsel on SEC reporting and disclosure obligations (10-Ks, 10-Qs, 8-Ks, proxy statements, Section ... of Corp Secretary's office, including maintenance of corporate records and regulatory filings *Establish/enhance internal processes to support legal compliance and… more
- JPMorgan Chase (New York, NY)
- …a working knowledge of equities trading, market structure, and the equities market regulatory landscape. + Ensure adherence with all relevant regulatory and ... understanding of equities execution products, market structure, and the regulatory landscape. + Exceptional written and verbal communication skills with… more
- Citigroup (New York, NY)
- …risk factors and rendering a final credit decision. + Perform detailed financial analysis on companies, including trend and ratio analysis, and interpret the ... financial information. + Perform credit and personal ...organization. + Maintain compliance with Citibank credit policies/practices and regulatory policies, to ensure business unit is in adherence… more
- Citigroup (New York, NY)
- … + Anticipate events in a client's life and business which have significant financial implications. + Serve as a trusted advisor to clients who frequently seek ... strategic advice regarding financial matters. + Build relationships with client families that...or grants approvals as appropriate. + Ensure compliance on regulatory requirements and minimizes any potential liability for Citi.… more
- Citigroup (New York, NY)
- …into clients. + Anticipate events in a client's life which have significant financial implications. + Serve as a trusted advisor to clients and provide strategic ... advice regarding financial matters. + Maintain full understanding of client goals...find solutions and resolve issues. + Ensure compliance on regulatory requirements and minimizes any potential liability for Citi.… more