• Regulatory Operations Analyst…

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …and registration requirements. + Investigate standard incidents using current regulatory and compliance processes, systems, and procedures, and take action ... and/or provide support services while operating within the organization's established regulatory and governance systems and protocols. + Organize and prepare complex… more
    Raymond James Financial, Inc. (07/26/25)
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  • SVP, Regulatory Capital Risk - Basel…

    Citigroup (Tampa, FL)
    …: + Review the exposure classification and treatment determination, examine the interpretation of the Capital Rules vis-a-vis Basel III rules ... accuracy and timeliness of risk parameters used to determine regulatory capital treatment for various exposures. The SVP, ...is being applied and comparing transactions to the appropriate rules . + Work closely with CIAT (Capital Interpretation… more
    Citigroup (07/01/25)
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  • Senior Assistant City Attorney

    City of Boca Raton (Boca Raton, FL)
    …counsel, risk analysis, and practical solutions that support lawful policymaking, regulatory compliance, and effective City operations. The role requires sound ... Advises on land use, zoning, code enforcement, development entitlements, and the interpretation and application of the City Code, including support for Development… more
    City of Boca Raton (07/19/25)
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  • Compliance Manager - RJIM Communication Review

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …markets and products. **Skill in:** + Critical thinking and decision-making, involving the interpretation of regulatory rules and compliance policies. + ... + Rules and regulations of the Securities Exchange Commission (SEC); Financial Industry Regulatory Authority (FINRA); and state securities regulatory … more
    Raymond James Financial, Inc. (05/29/25)
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  • Senior Advisor, Conflicts of Interest Supervision

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …presentations, and databases. + Critical thinking and decision-making, involving the interpretation of regulatory rules and compliance policies. ... **Department Overview:** Raymond James Financial is a Florida-based diversified holding company, headquartered...Brokerage Accounts to ensure compliance with firm policy and regulatory rules (eg, FINRA 3210). + Liaise… more
    Raymond James Financial, Inc. (07/26/25)
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  • Advisor, Supervision Trade Review

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …presentations, and databases. + Critical thinking and decision-making, involving the interpretation of regulatory rules and compliance policies. ... + Rules and regulations of the Securities Exchange Commission (SEC); Financial Industry Regulatory Authority (FINRA); and state securities regulatory … more
    Raymond James Financial, Inc. (07/04/25)
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  • Compliance Risk Assessment Manager

    TD Bank (Fort Lauderdale, FL)
    …and regulatory controls management + Strong knowledge of laws, rules , regulations, risks and taxonomies related to consumer and commercial banking, securities ... management of the Compliance Risk Assessment framework to ensure the applicable regulatory compliance risks and internal controls are identified and assessed to… more
    TD Bank (08/02/25)
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  • Finance Reporting Senior Analyst - AVP (Hybrid)

    Citigroup (Tampa, FL)
    …business/ financial transactions, reports and statements in accordance with regulatory guidelines. The Finance Reporting Senior Analyst is responsible for ... large datasets. + A quick learner who possesses analysis, data preparation, and interpretation skills + Experience in Financial Services Industry, + Ability to… more
    Citigroup (06/19/25)
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  • Facility Coding Inpatient Complex Coder

    Banner Health (FL)
    …medical records. For all assigned records and/or areas assures compliance with coding rules and regulations according to regulatory agencies for state Medicaid ... education, & experience. In accordance with State Pay Transparency Rules . A rewarding career that fits your life. As...in combination with the Case Mix Index and case financial information to formulate productivity standards, which are currently… more
    Banner Health (07/10/25)
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  • Advisor, Conflicts of Interest Supervision

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …presentations, and databases. + Critical thinking and decision-making, involving the interpretation of regulatory rules and compliance policies. ... **Department Overview:** Raymond James Financial is a Florida-based diversified holding company headquartered in St. Petersburg, FL. Raymond James provides … more
    Raymond James Financial, Inc. (07/26/25)
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