- JPMorgan Chase (Brooklyn, NY)
- … Reporting Policy team, you will provide Firmwide guidance, assist with the interpretation of regulatory reporting rules and instructions, support our ... reporting requirement changes and implementation considerations + Provide technical interpretation & guidance on regulatory reporting issues and document… more
- Bank of America (New York, NY)
- Global Markets Non- Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York, New York;Charlotte, North Carolina **Job Description:** At Bank of ... are guided by a common purpose to help make financial lives better through the power of every connection....NFRR team is responsible for the consistent application of interpretation of Laws, Rules and Regulations (LRRs)… more
- TD Bank (New York, NY)
- …on issue resolution based on strong understanding of data attributes, accounting standards, regulatory rules , and production steps. + Having a technology savvy ... a key role in the USA providing support in financial , management, liquidity, and regulatory reporting. In...and achievement of financial objectives. Reports on financial results, providing interpretation through in-depth understanding… more
- Citigroup (New York, NY)
- … requirements, and guidance on the supported function/business/product and the associated regulatory rules /laws and interpretation on internal policies and ... to manage compliance risk. + Staying abreast of relevant changes to rules /regulations and other industry news including regulatory findings supporting CFTC,… more
- Citigroup (New York, NY)
- … requirements, and guidance on the supported function/business/product and the associated regulatory rules /laws and interpretation on internal policies and ... basis to manage compliance risk. + Staying abreast of relevant changes to rules /regulations and other industry news including regulatory findings. + Overseeing… more
- BMO Financial Group (New York, NY)
- …an oversight of SEC Rule 17a-5. Applies specialized knowledge of Accounting & Financial management risk, regulatory compliance and internal controls related to ... Develops or maintains an effective financial governance and controls framework that defines the ways and methods governance is implemented, managed, and monitored in… more
- BMO Financial Group (New York, NY)
- …the group(s) supported. + Provide input to business/group on emerging risks, regulatory developments and interpretation of regulations. + Conduct and/or ... and Commodities ("FICC") LOBs and other internal business partners to ensure regulatory , corporate and fiduciary obligations are met. You will have a specific… more
- Santander US (New York, NY)
- …Journey Starts Here:** Santander is a global leader and innovator in the financial services industry. We believe that our employees are our greatest asset. Our ... proposals) related to markets sales and trading activities, rule/regulation interpretation , trading reporting, surveillance, supervision, policies, procedures and other… more
- City National Bank (New York, NY)
- …* Manage assigned staff and conduct appropriate coaching to colleagues on interpretation and application of regulatory requirements to business processes. * ... act in a compliance advisory role supporting consumer banking on matters of regulatory compliance. The role will be responsible for managing and maintaining assigned… more
- Bank of America (New York, NY)
- …to improve data quality of regulatory reports * Partner with NFRR Regulatory Interpretation and Technology teams to review and maintain data dictionaries for ... Decisions made will have significant impact to the firms Regulatory , Financial , Reputational and Operational risk to...+ Adaptability + Data Management + Interpret Relevant Laws, Rules , and Regulations **Shift:** 1st shift (United States of… more