- Bank of America (New York, NY)
- Global Markets Non- Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York, New York;Charlotte, North Carolina **To proceed with your ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Global-Markets-Non- Financial - Regulatory -Reporting--GM-NFRR--Operational-Monitoring\_25044238) **Job Description:** At Bank of America,… more
- Raymond James Financial, Inc. (New York, NY)
- …) plays a key role in supporting the firm's compliance with non- financial regulatory reporting requirements. Leveraging advanced knowledge and experience, this ... : + Responsible for the production, validation and submission of non- financial regulatory reports (eg, Consolidated Audit Trail (CAT) Electronic… more
- TD Bank (New York, NY)
- …on issue resolution based on strong understanding of data attributes, accounting standards, regulatory rules , and production steps. + Having a technology savvy ... a key role in the USA providing support in financial , management, liquidity, and regulatory reporting. In...and achievement of financial objectives. Reports on financial results, providing interpretation through in-depth understanding… more
- BMO Financial Group (New York, NY)
- … agencies during supervisory reviews. + Develop a robust understanding of US regulatory rules and oversee compliance and interpretations. + Collaborate with ... Liquidity reporting on interpretation of FR 2052a, US LCR, and US NSFR rules ; participate in advocacy efforts and regulatory change discussions. + Presents… more
- Bloomberg (New York, NY)
- …Area Product Ref # 10047742 **Description & Requirements** The Bloomberg Enterprise Regulatory and Accounting Group is seeking a highly motivated and detail-oriented ... financial markets professional to join our dynamic team. We...team. We are responsible for identifying, designing, and delivering Regulatory , Accounting, and Tax solutions built on Bloomberg's proprietary… more
- TD Bank (New York, NY)
- …LLC and TD Wealth Management Services Inc) with independent and complex regulatory regimes.** **The Financial Advisors, Relationship Managers, and Investment ... with the Investment Company Act of 1940, FINRA, SEC rules , and other applicable state and federal securities laws**...applicable state and federal securities laws** + **Assist in regulatory requests and exams, and help manage responses to… more
- BMO Financial Group (New York, NY)
- …business unit(s) supported. + Provide input to the business on emerging risks, regulatory developments and interpretation of regulations. + Advise first line of ... execution/order handling, and Market Access. + Strong knowledge of applicable regulatory /compliance requirements, securities laws, rules and regulations with the… more
- Citigroup (Getzville, NY)
- **About Citibank NA** Citibank is a leading financial institution committed to innovation, regulatory compliance, and data excellence. Our Enterprise Data ... in regulatory change management with RRIO, Risk, Finance from interpretation to implementation + Effectively communicate and coordinate implementation, act as… more
- City National Bank (New York, NY)
- …ADV and CFTC reporting. * Provide guidance and coaching to colleagues on interpretation and application of regulatory requirements to business processes. * ... the compliance program including monitoring business area compliance with applicable laws, rules , and regulations, and ensuring effective controls are in place to… more
- TD Bank (New York, NY)
- …Unfair and Deceptive Acts and Practices ("UDAAP"), and consumer compliance laws, rules , or regulations. The ideal candidate will have a strong understanding of ... (FHA, Reg. Z, V/FCRA, B/ECOA, E, SCRA, MLA, etc.), ability to assess regulatory risks associated with business line processes and can work independently in a… more
Recent Jobs
-
Physician (FT), Internal Medicine - Mt. Ascutney
- Dartmouth Health (New London, NH)
-
Veterinary Technician ER/CCU Specialty
- VCA Animal Hospitals (Pearl City, HI)
-
CHECW, Human Resource Business Partner Bureau of Finance, Administration and Services
- City of New York (New York, NY)
-
Senior Air Quality Engineer/Specialist - Environmental Services (Chicago)
- Burns & McDonnell (Downers Grove, IL)