- Bank of America (Charlotte, NC)
- Global Markets Non- Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York, New York;Charlotte, North Carolina **To proceed with your ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Global-Markets-Non- Financial - Regulatory -Reporting--GM-NFRR--Operational-Monitoring\_25044238) **Job Description:** At Bank of America,… more
- USAA (Charlotte, NC)
- …of what truly makes us special and impactful. **The Opportunity** As a dedicated ** Financial Regulatory Reporting Senior** , you will serve as a key contributor ... reports and analytics + Plan and manage workflow of financial and regulatory reporting requests and requirement...Certified Public Accountant (CPA) + Strong working knowledge of regulatory reporting rules and regulations and use… more
- Raymond James Financial, Inc. (Raleigh, NC)
- …) plays a key role in supporting the firm's compliance with non- financial regulatory reporting requirements. Leveraging advanced knowledge and experience, this ... : + Responsible for the production, validation and submission of non- financial regulatory reports (eg, Consolidated Audit Trail (CAT) Electronic… more
- TD Bank (Charlotte, NC)
- …objectives + Provides advice on the interpretation of new and existing regulatory capital rules + Represents the Bank at industry forums and bi-lateral ... centralized function in the US Treasury group responsible for regulatory capital reporting and research under both US &...capital reporting and research under both US & Canadian rules . This role is accountable for assessing the capital… more
- TD Bank (Charlotte, NC)
- …+ Manage the Compliance Risk Assessment framework to ensure the applicable regulatory compliance risks and internal controls are identified and assessed to determine ... support Oversight Functions and their covered businesses with defining and logging regulatory issues and/or remedial action plans + Support the review and … more
- TD Bank (Charlotte, NC)
- …Unfair and Deceptive Acts and Practices ("UDAAP"), and consumer compliance laws, rules , or regulations. The ideal candidate will have a strong understanding of ... (FHA, Reg. Z, V/FCRA, B/ECOA, E, SCRA, MLA, etc.), ability to assess regulatory risks associated with business line processes and can work independently in a… more
- WSP USA (Durham, NC)
- …infrastructure, and transportation channels to determine conformance with applicable rules , standards, and construction or operating permits. + Develop building ... work conforms with specifications, permit applications, compliance documentation, and regulatory and technical analysis memos. + Verify the characteristics of… more
- TD Bank (Charlotte, NC)
- …Loan Application Register (LAR) data prior to annual filing to the Consumer Financial Protection Bureau (CFPB). You will leverage your HMDA background to produce ... responsibilities will include assisting in response to periodic examinations by regulatory agencies and internal audit, ad-hoc requests related to the HMDA… more
- Wells Fargo (Charlotte, NC)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively ... to executive leadership on fraud risk posture, mitigation strategies, and regulatory implications. + Set guidelines for compliance and risk management requirements… more
- Bank of America (Charlotte, NC)
- …preferred or familiar with QA, risk management, fraud management, project management and regulatory interpretation + Ability to work in a team environment + ... are guided by a common purpose to help make financial lives better through the power of every connection....Supports the overall management of and research required for regulatory exams, internal audits, and other monitoring and inspection… more
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