- TD Bank (Charlotte, NC)
- …role. **Line of Business:** Audit **Job Description:** The Audit Manager I for the Financial Risk Management team is responsible for oversight of assigned ... for planning of audits + Responsible for contact with management regarding audit scope, status, and findings + Works...FRM certification + Second line of defense over credit risk **Who We Are:** TD is one of the… more
- NTT America, Inc. (Charlotte, NC)
- …and risks to business profitability. Join us in making a meaningful impact on financial services risk management and compliance excellence. **How We Will ... & Compliance Consulting practice specialties include operational risk management , internal and external compliance, Financial Crimes prevention, Governance … more
- NTT America, Inc. (Charlotte, NC)
- …and risks to business profitability. Join us in making a meaningful impact on financial services risk management and compliance excellence. **How We Will ... & Compliance Consulting practice specialties include operational risk management , internal and external compliance, Financial Crimes prevention, Governance … more
- Truist (Raleigh, NC)
- …Finance, Communications or equivalent education and related training. 2. 6-8 years of financial services or risk management experience or demonstrated ... Familiarity with financial services technology-related laws, rules, regulations, and risk management standards (eg, Federal Financial Institutions… more
- Regions Bank (Charlotte, NC)
- …with internal partners in the business, Financial Crimes Unit / Fraud, Financial Crimes Risk Management to ensure the Consumer control environment ... Manager operates as a first, second, or third line of defense risk management expert that advises on business and/or product decisions. Associates at this… more
- Truist (Charlotte, NC)
- …Finance, or equivalent education and related training. 2. 8 to 12 years of financial services or risk management experience, and/or equivalent education, ... leaders in development of RAF metrics and thresholds. 12. Generate content for regular management and risk program governance committees. 13. Facilitate Risk … more
- Wells Fargo (Charlotte, NC)
- …of Management experience **Desired Qualifications:** + 8+ years of experience in financial crimes, risk management , or regulatory compliance + 5+ years ... (KYC), Financial Crimes, and Bank Secrecy Act/Anti-Money Laundering (BSA/AML) risk across all Business Groups and Enterprise Functions. These initiatives are… more
- Truist (Charlotte, NC)
- …existing policies as required. Primary roles include Management Reporting & Analysis, Financial Risk Management (FRM), Financial Reporting, and ... financial risk 13. Ensures adherence to relevant Financial Management requirements including policies, standards, procedures, internal controls, and… more
- Coinbase (Charlotte, NC)
- …mindset with the ability to succeed in a fast-paced environment * Knowledge in financial products, including risk management or compliance * Experience ... onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a...Determine the vision and strategy for systems that optimize risk management for Coinbase's business * Build… more
- Bank of America (Charlotte, NC)
- …and operational risks are appropriately addressed + Produces and/or oversees independent financial crimes risk management reporting to Global Compliance ... align to the Compliance and Operational Risk Management ("CORM") Program and the Financial Crimes...Risk Management ("CORM") Program and the Financial Crimes and Global Compliance Enterprise Policies ("GC Policy").… more