- TD Bank (New York, NY)
- …budgetary assignments to direct reports, but maintains overall budgetary responsibility and oversight + Provides financial reports and analysis including budget ... Employee Relations Director, Regulatory and Controls is responsible for leading the oversight and management of employee relations. This senior leader will ensure… more
- BMO Financial Group (New York, NY)
- Provides oversight , monitoring and reporting on model risk for the Enterprise and US portfolios. Develops and monitors the model risk management and ... across BMO and US; ensures compliance with regulatory guidance and expectation for Model Risk Management and serves as a regulatory liaison on models and model … more
- TD Bank (Melville, NY)
- …+ Reviews and grants approvals for trade exceptions and non-standard transactions + Maintains oversight of key risk metrics and escalate issues as necessary to ... Operations Senior Support Specialist is responsible for the strategic and operational oversight of the trading desk, ensuring adherence to regulatory requirements, … more
- City National Bank (New York, NY)
- …other regulatory affairs. * For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM). * For Wealth Management Compliance roles, experience ... IS THE OPPORTUNITY?* The Compliance Analyst will be responsible for monitoring, oversight and independent review and assessment of the Compliance framework for the… more
- Huntington National Bank (New York, NY)
- …senior management approved team strategy to meet assigned goals, mitigate and maintain risk oversight of the group's credit relationships; operate at a level ... or facility level credit or operational problems. + Effective oversight and active surveillance of assigned facilities, potential or...of commercial customers in partnership with the assigned UW/Portfolio Manager + Manage risk on an ongoing… more
- TD Bank (New York, NY)
- …reconciliation. + Implement and maintain strong controls to mitigate operational and financial risk . + **Stakeholder Management** + Partner with Front Office, ... and services to corporate, government, and institutional clients. Operating in key financial centers including Toronto, New York, London, Singapore, and Tokyo, we… more
- Bank of America (New York, NY)
- …experience are also valued Desired Skills: * 8+ years of relative financial experience * Demonstrates strong risk awareness and proactively escalates concerns ... At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. We do this by driving Responsible… more
- TD Bank (New York, NY)
- …SWIFT Customer Security Program (CSP) standards, and BoC expectations. **Cybersecurity & Risk Oversight ** + Provide thought leadership on systemic cyber ... The Director of Industry Relations will lead strategic engagement with key financial market infrastructures (FMIs), including SWIFT, Payments Canada and Bank of… more
- TD Bank (New York, NY)
- …and Control team is a first line of defense team responsible for providing risk and compliance advice and oversight to ensure our TDS business partners ... and assess whether the Business is adhering to internal ( risk management, oversight function and audit) and...colleagues to help them and their families achieve their financial , physical and mental well-being goals. Total Rewards at… more
- MUFG (New York, NY)
- …thereof + Deep understanding of financial institution processes, products, and risk + Strong understanding of governance and oversight best practices, ... heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across… more
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