- City National Bank (New York, NY)
- * COMPLIANCE OFFICER SENIOR * WHAT IS THE OPPORTUNITY? The Compliance Officer Senior - Mortgage is responsible for managing and maintaining ... assigned areas of the compliance program covering US Mortgage Banking including monitoring business..., and regulatory reporting. * Minimum 5 years of financial services experience *Additional Qualifications* * Advanced knowledge of… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS ... working with regional testing teams across the globe. This Compliance Officer will also support other aspects...judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is ... with senior leaders + Significant knowledge and expertise of Compliance laws, rules, regulations, risks and appropriate controls (Examples include Reg Sho,… more
- Marex (New York, NY)
- …services. For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will ... and DMA, plus award-winning data, insights and analytics. In the ever-evolving financial landscape, Compliance has become increasingly complex. Marex must… more
- Bloomberg (New York, NY)
- Senior Compliance Officer - Data...complex issues that come with being the world's leading financial news and information company. Our team is made up ... Compliance Location New York Business Area Legal, Compliance , and Risk Ref # 10043072 **Description & Requirements**...meet deadlines; * An ability to advise and influence senior business people on data privacy matters; * Strong… more
- BMO Financial Group (New York, NY)
- …the office each week is the expectation Our team is growing its Fixed Income Compliance team in New York with a focus on FINRA and SEC broker-dealer requirements and ... are met. You will have a specific focus on compliance oversight over BMO's Fixed Income activities, and maintain...the anticipated low and high end of the BMO Financial Group's salary range for this position. Actual salaries… more
- Citigroup (New York, NY)
- …and/or quarterly financial memo reviews of existing borrowers to track compliance with loan covenants, raising potential concerns and taking necessary actions in ... will based in New York, NY. The CLM Credit Officer facilitates the end-to-end lending process for a covered...essential for the delivery of a wide range of financial solutions to Citi CCB clients, working in direct… more
- City of New York (New York, NY)
- …stakeholders, supports the development of materials that further DCWP's policy agenda. The Senior Program Officer for Special Projects will lead the agency's ... predatory practices and strives to create a culture of compliance . DCWP empowers consumers and working families by providing...Adams Administration's 2025 State of the City Address. The Senior Program Officer for Special Projects will… more
- JPMorgan Chase (New York, NY)
- As the Managing Director, Senior Credit Strategy Officer , Chase Auto, you will report directly to the CFO of Auto and responsible for building, managing and ... and shape credit policies to align with the bank's financial goals. This role requires deep analytical expertise, regulatory...with internal teams to balance risk and growth. The Senior Credit Strategy Officer will also provide… more
- Citigroup (New York, NY)
- …Analyst, Business Analyst, Compliance Analyst, Risk Manager, Regulatory Risk Officer , or related position involving financial data analysis and engineering ... Citibank, NA seeks a Model/ Analysis/ Validation Senior Officer I for its New...in support of regulatory compliance for a global financial institution. Must… more