- Bank of America (New York, NY)
- …securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial Officer (CFO) Group, we also bring together a holistic point of ... Enterprise Financial Risk Capital Markets Risk Sr. Specialist Charlotte,...review and challenge of regulatory rule interpretations and rule compliance documentation + Develop and demonstrate acumen for the… more
- Binghamton University (Binghamton, NY)
- …experience in financial and operational/administrative management + Experience as a Chief Financial Officer or other senior finance role + Experience ... and policies for internal controls; + serve as in-house financial compliance expert and ensure compliance...a finance background, including experience in a Chief Finance Officer or other senior finance role, preferably… more
- TD Bank (New York, NY)
- …and certain global businesses, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $190,000 USD TD is...or communications surveillance a plus. + Firm understanding of financial product rules and regulatory landscape, as well as… more
- TD Bank (New York, NY)
- …for your business area/function and the bank, both internally and/or externally The Senior Compliance Office provides advice, guidance and support to business ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $135,000 USD TD is...risk. **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- TD Bank (New York, NY)
- …specific details for this role. **Job Description:** We are seeking an experienced Conflicts Officer to join our Compliance Control Room at TD Securities. This ... global financial institution, preferably in a Control room or Compliance function. + Bachelor's degree required; advanced degree or professional certification… more
- WMCHealth (Valhalla, NY)
- …responds to violations of compliance issues and collaborates with the VP, Compliance and senior management as appropriate for resolution. + Maintains records ... will protect the confidentiality of all patient care, personnel, and business/ financial information. Compliance : Employees will complete required competencies,… more
- WMCHealth (Poughkeepsie, NY)
- …responds to violations of compliance issues and collaborates with the VP, Compliance and senior management as appropriate for resolution. + Maintains records ... will protect the confidentiality of all patient care, personnel, and business/ financial information. Compliance : Employees will complete required competencies,… more
- CUNY (New York, NY)
- …Reporting to the University Executive Director of Public Safety, the selected senior security executive will serve as the principal advisor and deputy, providing ... visionary leadership to advance the department's strategic goals. As a senior security executive, the UDD will play a crucial role in leading public safety… more
- City of New York (New York, NY)
- …agency's budget and revenue activities. This position will report to the Chief Financial Officer and requires some degree of independent judgement and ... and approve fiscal requests, including new needs, to ensure compliance with approved financial plans and maximize...other budget analyses and special projects for the Chief Financial Officer as needed. - Prepare PEG… more
- Bank of America (New York, NY)
- …securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial Officer (CFO) Group, we also bring together a holistic point of ... are guided by a common purpose to help make financial lives better through the power of every connection....of Liquidity Risk & LOB team and approval via senior executives and broker-dealer Board of Directors, as appropriate.… more