- Santander US (Dallas, TX)
- …- Required. Master's Degree Business, Finance, or equivalent field. - Preferred. 9+ Years Compliance , Legal, Regulatory, or Financial Services . - Required. + ... Regulatory Compliance Testing - Senior Advisor Country: United States...Santander is a global leader and innovator in the financial services industry. We believe that our… more
- Coinbase (Austin, TX)
- …decision * Lead a "culture of compliance " * Subject matter expert in AML compliance * Partner with Financial Crimes and second line compliance partners ... onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a...and alignment. Attendance is expected and fully supported. The Compliance team within Customer Experience (CX) is responsible for… more
- Cargill (Houston, TX)
- …Legal, Sales, Trading, or related field **PREFERRED QUALIFICATIONS** + Experience in regulatory compliance , derivatives or the financial services industry + ... higher purpose at Cargill. **Job Purpose and Impact** The Compliance Senior Analyst, Derivatives and Commodities will play a...for the offering of OTC derivatives and commodity advisory services , with coverage spanning the US, Europe, and other… more
- UTMB Health (Galveston, TX)
- …which includes training, research, and analysis + Work with managers to ensure financial reporting record retention is in compliance with the UTMB records ... Director of Financial Reporting **Galveston, Texas, United States** Executive -...ensuring department work is completed accurately, timely, and in compliance with appropriate accounting and regulatory guidelines and requirements,… more
- Bank of America (Addison, TX)
- …data management standards, audit exams and reviews), ensuring all relevant risk, financial , and compliance policies are met + Manages relationships with ... services with careful regard to availability, connectivity, performance, compliance , and security.** + **Provide expert guidance on AI\LM, including… more
- MUFG (Irving, TX)
- …and stakeholder meetings **Qualifications:** + 3+ years of experience in Financial Services , preferably in Financial Crimes Compliance , Financial ... with MUFG management and stakeholders + Strong interest in financial crimes compliance , including economic sanctions +...required + ACAMS, relevant professional qualification, and/or experience in client- service industry is a plus + Up to 10%… more
- Houston Methodist (Houston, TX)
- …position monitors progress and performance of all projects to include quality of services , timelines, financial viability, compliance with federal, state ... team. + Monitors progress and performance of all projects including quality of services , financial viability, and compliance with federal, state, and/or… more
- JPMorgan Chase (Dallas, TX)
- …and waivers. Manage and monitor loan products including affirmative, negative and financial covenant compliance . Manage ongoing communication with bank group ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...all aspects of the credit relationship, including credit analysis, financial modeling and coordinating credit approval for all products… more
- City National Bank (Dallas, TX)
- …or equivalent * Minimum of 10 years of progressive experience within a top tier financial services organization or Big "4" public accounting firm * Minimum of 5 ... operating effectiveness of CNB's processes and controls related to Financial Crimes Compliance , including BSA/AML, OFAC and...Bank of Canada, one of North America's leading diversified financial services companies. To learn more about… more
- Robert Half Finance & Accounting (Waco, TX)
- …in driving accounting accuracy, process efficiency, internal controls, and financial reporting compliance . For additional information and consideration, ... multiple direct reports. Strong knowledge of GAAP, internal controls, and regulatory compliance . Prior experience in the service , distribution or construction… more