- PNC (Dallas, TX)
- …members and business partners **Job Description** + Independently assists in financial , compliance , and/or operational audit reviews, including the evaluation ... of industry leaders who provide independent, objective assurance and consulting services designed to add value and recommend improvement to the organization's… more
- Wells Fargo (Dallas, TX)
- …a fully integrated platform of banking, financing, and capital markets as well as financial products and services to clients including financial sponsors, ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively… more
- Wells Fargo (Colleyville, TX)
- …you looking for more? Find it here. At Wells Fargo, we're more than a financial services leader - we're a global trailblazer committed to driving innovation, ... in the top three - making us the #1 financial services employer - on the 2025...for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes… more
- Wells Fargo (Bee Cave, TX)
- …qualify for immediate FINRA registration **Desired Qualifications:** + 4+ years of financial services industry experience + Experience in branch office ... issues as it relates to the Wells Fargo Clearing Services (WFCS) Financial Advisors and associated Brokerage...Have responsibility to supervise the activities of representatives (eg, financial advisors) to ensure their compliance with… more
- Wells Fargo (Fort Worth, TX)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively ... in loan volume and product adoption. This role involves partnering with Financial Advisors and internal stakeholders to deliver tailored lending solutions, optimize… more
- Sodexo (Houston, TX)
- …our corporate service partners with a diverse range of food services and integrated facilities management possibilities. From restaurants to delivery options, to ... systems to enhance efficiency and accuracy. + Ensure accurate and timely financial reporting. + Ensure compliance with internal controls, accounting standards,… more
- Datavant (Austin, TX)
- …or similar SaaS platforms, with a focus on their application within financial controls and compliance . **Key Responsibilities** _(flexibility of tasks below ... they meet SOX standards and are sustainable for long-term compliance . The role requires a dynamic individual who can...a clear focus on overall goals and priorities. 2. Financial Relevance & Focused Approach: Strong capability to identify… more
- Charles Schwab (Austin, TX)
- …experience in digital product management, preferably with at least 3-5 years in the financial services , fintech, or related industries + Strong understanding of ... Strategy & Roadmap Development: Define the vision, strategy, and roadmap for digital financial products and services , ensuring alignment with business goals and… more
- ExxonMobil (Spring, TX)
- …5 years of experience in risk compliance in energy commodities * Compliance experience in futures, financial and physical commodities trading * Working ... Solutions and Low Carbon Solutions businesses and their associated service groups. The facility opened in 2014 and accommodates...in Our Team** Join ExxonMobil as a Regulatory & Compliance Advisor. Become part of a team responsible for… more
- Wells Fargo (Frisco, TX)
- …communication skills + Ability to foster effective partnerships and innovations + Financial services or banking industry experience + Knowledge and understanding ... of investment products and services **Job Expectations:** + US Only: Obtaining and/or maintaining...for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes… more