- Bowery Residents Committee (Manhattan, NY)
- Position Overview Reporting to the CFO, the Director of Audit Compliance performs various aspects of professional internal auditing work. Responsible for ... instructions, policies and procedures, and regulatory authorities. The Director of Audit Compliance will manage internal and external financial , compliance ,… more
- Nestle (Bohemia, NY)
- …and implement continuous improvement process and procedures. + Ensure compliance with application services standards, procedures, documentation requirements ... teams that champion focused and forward thinking. We are committed to fostering professional growth and celebrating the achievements of our people along the way. We… more
- MTA (New York, NY)
- …Strong team building, listening, and prioritization skills High level of professional integrity, discretion, and public service orientation Strong strategic ... Environmental Professional (CEP) Proven track record of leading regulatory compliance efforts and managing interactions with federal, state, and local agencies… more
- Capital One (New York, NY)
- …in the role of auditor-in-charge. + 4+ years of experience in banking, in the financial services industry, in a professional services firm serving ... Principal Auditor (Experienced Senior Auditor), Corporate Compliance & Securities / Transactions Audits (Hybrid) Capital One's Audit function is a dedicated group of… more
- Cherry Bekaert (Albany, NY)
- …join our team providing internal audit, regulatory compliance and risk management services to banks and financial institutions. As the level of regulatory ... with the support of a strong leadership team and professional peers committed to providing high-quality client service...CFE, CAMS) + Minimum of 2+ years of related professional services or internal audit experience within… more
- American Express (New York, NY)
- …organization drives performance while upholding the Company's commitment to regulatory compliance and financial integrity through strategic collaboration with ... of compliance and accountability. **Qualifications:** Required: + 7 years of compliance , legal, or risk experience within a financial institution, preferably… more
- University of Rochester (Rochester, NY)
- … risks across the University's operations, including academic, research, student services , athletics, and financial management. + Develop and execute ... including programs to address anti-corruption, research ethics, privacy laws, and financial aid compliance . Compliance Investigations and Reporting:… more
- SMBC (New York, NY)
- …and with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance. ... Sumitomo Mitsui Banking Corporation (SMBC) is seeking a dynamic Compliance Policy Manager to join our Compliance ...and initiatives. **Qualifications and Skills** + 7+ years in financial services or international law firm, with… more
- HUB International (New York, NY)
- …a senior SEC regulatory compliance professional for either a large financial services firm + Experience leading a team and preferably, leading a function ... providing a boundaryless array of business insurance, employee benefits, risk services , personal insurance, retirement, and private wealth management products and … more
- American Express (New York, NY)
- …fair lending, privacy, market conduct, etc.) + Proactively identify and assess compliance risks inherent in products, services , processes, and controls + ... a culture of compliance and accountability. **Qualifications:** + 7-10 years of compliance , legal, or risk experience within a financial institution + Deep… more