- Lincoln Financial (Albany, NY)
- …75074 **The Role at a Glance** We are excited to bring on an accomplished ** Compliance Consultant** to our Retirement Plan Services /Product team to work in our ... resource to applicable internal/external stakeholders and will execute on more complex compliance plans, reviews, and risk analyses for assigned area. **What you'll… more
- Binghamton University (Binghamton, NY)
- …in a mid-size or highly ranked university setting + Active involvement in professional financial aid associations and continuing education on policy updates Visa ... professional to serve as the next Director of Financial Aid. Reporting directly to the Vice Provost for...and institutional policies. This individual oversees the distribution of financial aid funds, ensures regulatory compliance , and… more
- BMO Financial Group (New York, NY)
- …products, services and automated systems to assist with incorporating compliance requirements into these initiatives. + Ensure effective regulatory compliance ... business/group management. + Advise first line of defense management and employees on compliance matters. + Consult on new products, services and automated… more
- Adelphi University (Garden City, NY)
- …Student Services Center FT/PT/Temp Full time Location Garden City, NY Senior Financial Aid Administrator Student Financial Services One-Stop Student ... with federal and state regulations, and institutional policies. Processes appeals using professional judgment. Manages one or more financial aid programs,… more
- Wells Fargo (Syracuse, NY)
- …Fargo Advisors training program for meeting personal, professional , and organizational client service and financial goals within the Financial Advisory - ... 63 and 65) exams to qualify for immediate registration (or FINRA recognized equivalents) + Financial services experience + Client services experience + 6 +… more
- NYU Rory Meyers College of Nursing (New York, NY)
- …leader of the School's Office of Financial Management, Office of Student Financial Services , and Facilities Management and Hospitality Services , the CFO ... management, and reporting to advance the teaching, research, and service missions of the School and to sustain and...activities that comprise the work of the Offices of Financial Management, Student Financial Services ,… more
- TD Bank (New York, NY)
- …you've got years of banking experience or are just starting your career in financial services , we can help you realize your potential. Through regular leadership ... in compliance with applicable internal and external requirements (eg financial controls, segregation of duties, transaction approvals and physical control of… more
- American Express (New York, NY)
- …of experience in Compliance or related activities, preferably within the financial services and retail banking industry. + Bachelor's Degree or equivalent ... Express. This position will be a key member of the US Commercial Compliance team supporting American Express Global Commercial Services (GCS) Business to… more
- Coinbase (Albany, NY)
- …of KYC, AML, and Sanctions). * Experience with or previous exposure to financial services regulators. * Professional certifications (eg CRCM, CAMS, ... is expected and fully supported. As the Senior Manager, Compliance EDD Operations at Coinbase, you'll lead the charge...Minimum of 5 years of proven KYC/AML experience in financial services or technology organizations leading large… more
- C&W Services (Albany, NY)
- …survey metric scores including areas of communication, interaction, innovation scores + New service line expansion (C&W Services and/or Cushman & Wakefield Cross ... **Job Title** Senior Vice President, Client Services Life Sciences/Manufacturing **Job Description Summary** The Senior Vice President, Client Services leading… more