- Bowery Residents Committee (Manhattan, NY)
- Position Overview Reporting to the CFO, the Director of Audit Compliance performs various aspects of professional internal auditing work. Responsible for ... instructions, policies and procedures, and regulatory authorities. The Director of Audit Compliance will manage internal and external financial , compliance ,… more
- Zurich NA (New York, NY)
- … Risk Universe. **What are we looking for?** + 5+ years of experience in financial services or regulatory compliance , ideally with knowledge of the insurance ... Compliance Expert 125002 **Let's grow together!** Zurich Cover-More...Pacific. Our global delivery platform provides a consistent multi-lingual service experience and the ability to write insurance policies… more
- MTA (New York, NY)
- …Strong team building, listening, and prioritization skills High level of professional integrity, discretion, and public service orientation Strong strategic ... Environmental Professional (CEP) Proven track record of leading regulatory compliance efforts and managing interactions with federal, state, and local agencies… more
- Capital One (New York, NY)
- …in the role of auditor-in-charge. + 4+ years of experience in banking, in the financial services industry, in a professional services firm serving ... Principal Auditor (Experienced Senior Auditor), Corporate Compliance & Securities / Transactions Audits (Hybrid) Capital One's Audit function is a dedicated group of… more
- TD Bank (New York, NY)
- …and/or 5+ years of anti-money laundering (AML) experience within the financial services industry + Certified Anti-Money Laundering Specialist (CAMS) ... and restrictions related to customers identified as posing increased financial crime risk, in compliance with the...banking experience or are just starting your career in financial services , we can help you realize… more
- University of Rochester (Rochester, NY)
- … risks across the University's operations, including academic, research, student services , athletics, and financial management. + Develop and execute ... including programs to address anti-corruption, research ethics, privacy laws, and financial aid compliance . Compliance Investigations and Reporting:… more
- SMBC (New York, NY)
- …and with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance. ... Sumitomo Mitsui Banking Corporation (SMBC) is seeking a dynamic Compliance Policy Manager to join our Compliance ...and initiatives. **Qualifications and Skills** + 7+ years in financial services or international law firm, with… more
- Rochester Institute of Technology (Rochester, NY)
- …and completeness of financial information for the college. Provide direct financial and accounting support to ensure compliance with University policies and ... **9673BR** **Position Title:** Senior Financial Analyst/College of Science **Organization:** Partnerships **Job Responsibilities:** Major Responsibilities: +… more
- HSBC (New York, NY)
- …comprehensive understanding of the US regulatory framework and financial crimes compliance requirements associated with financial services in the market ... comprehend the governance and internal control implications of major changes in the financial crime compliance environment and advise them accordingly + Working… more
- KeyBank (NY)
- …risks and controls and risk-based auditing techniques. + Practical working knowledge of financial services compliance and operations including the related ... of the operational, technical and functional structure of financial services organizations, banking systems, and compliance programs. + Experience working… more