- TD Bank (New York, NY)
- …management **Preferred Qualifications:** + Solid background/experience working in Capital Markets/ Financial Services industry across Equities asset class ... this role. **Job Description:** **Short Term Assignment - 12 Month Duration** Regulatory and Supervisory Management (RSM) drives a strong culture of supervision and… more
- Bank of America (New York, NY)
- …Disclosure team and is responsible for position monitoring and preparation of non- financial regulatory disclosures under the relevant regulatory reporting ... to improve data quality of regulatory reports, and with Non Financial Regulatory Reporting Interpretation and Technology teams to review and maintain… more
- TD Bank (New York, NY)
- …finance, regulatory reporting, sales and trading, at a global financial institution. + Firm understanding of securities and derivatives rules and regulations, ... Initiatives Team and US Wholesale Compliance Group. The Compliance Regulatory Initiatives Team is a newly created team within...with a registered US broker dealer, regulator, or global financial organization. + JD preferred but not required +… more
- TD Bank (New York, NY)
- …+ Experience with a registered US broker dealer, regulator, or global financial organization. + Knowledge of operations, finance, regulatory reporting, sales ... be a key member of the TDS US Compliance Regulatory Initiatives Team and US Wholesale Compliance Group. The...leadership and communication (oral and written) skills. + Client service skills - the candidate must demonstrate the judgment… more
- TD Bank (New York, NY)
- …HR governance within a highly regulated, multi-national organization (preferably within financial services , investment banking, or related industries). + ... you've got years of banking experience or are just starting your career in financial services , we can help you realize your potential. Through regular leadership… more
- Synchrony (New York, NY)
- Job Description: **Role Summary/Purpose:** The VP, Credit Regulatory Response & Reporting is a newly created role that resides in Credit Analytics and Reporting ... journey with cross-functional teams within and outside Credit in response to regulatory feedback from exams/reviews or change requests to regulatory reports.… more
- Citigroup (Getzville, NY)
- …ethics, and confidentiality. **Qualifications:** + 10+ years of relevant experience in financial services , regulatory engagement or consulting. + Excellent ... strategic professional who keeps senior management apprised of ongoing regulatory interactions across Finance. As a strong manager...presentations and talking points related to a wide-range of financial and regulatory topics. You will be… more
- Citigroup (New York, NY)
- …ethics, and confidentiality. **Qualifications:** . 15+ years of relevant experience in financial services , regulatory engagement or consulting. . Proven ... internal reporting to senior management. As a strong project manager adept at working in cross-functional teams, you will...in compliance, legal or other control-related function in the financial services firm, regulatory organization,… more
- TD Bank (New York, NY)
- …specific details for this role. **Job Description:** The Compliance Officer within Regulatory Relations Core Compliance assists in the development and execution of ... covering various businesses, functions and topics, including operations, finance, regulatory reporting, and sales and trading, and prepare business personnel… more
- Citizens (New York, NY)
- …knowledge of the regulatory agencies' supervisory priorities and processes, the Regulatory Program Manager is responsible for: + Building and supporting ... direction of the, Deputy General Counsel & Head of Regulatory Relations for the Bank Regulatory Group,...the Federal Deposit Insurance Corporation) with respect to Citizens Financial Group, Inc. (CFG) and its primary bank subsidiary… more
Recent Jobs
-
Federal Work Study, Student Employee, Chemistry
- Monroe Community College (Rochester, NY)
-
Outside Sales Representative
- Smurfit Westrock Packaging Solutions (IN)
-
Toddler Teacher
- Super Soccer Stars Coaching (North Bend, WA)
-
Finance Accountant, Level 1 (Provisional) - Business Operations
- CUNY (Queens, NY)