- New York State Civil Service (New York, NY)
- …and facilitating enforcement functions. * Overseeing the day-to-day duties and responsibilities of Financial Services Manager I, Financial Services ... NY HELP No Agency Financial Services , Department of Title Assistant...general counsel as well as external federal or state regulatory agencies, Conference of State Bank Supervisor's multistate Mortgage… more
- TD Bank (New York, NY)
- …you've got years of banking experience or are just starting your career in financial services , we can help you realize your potential. Through regular leadership ... of Wealth Remediation is responsible for expanding and managing regulatory oversight program for the first line of defense...Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in… more
- BMO Financial Group (New York, NY)
- …to identify potential risk situations/ impacts; makes recommendations or escalates to the manager , as per guidelines. + Monitors the financial market environment ... Our ideal candidate should possess experience in handling various financial instruments such as equity, derivatives, structured liquidity derivatives, trading… more
- TD Bank (New York, NY)
- …a robust financial crime risk management ("FCRM") program that meets regulatory requirements and mitigates financial crime risk. This involves providing ... Description:** **Position:** Senior FCRM Compliance Officer **Reports to:** Director, Financial Crime Risk Oversight, TD Securities, US **Position Summary** The… more
- TD Bank (New York, NY)
- …considered, managed, and mitigated risks in day-to-day activities, operations, products and services , and are operating within risk appetite in compliance with ... regulatory requirements, Bank policies and risk appetite. Members of...a pool of experts and ensures elevated levels of service even when the effort crosses organizational boundaries. +… more
- JPMorgan Chase (New York, NY)
- …capabilities and skills** + Bachelor degree and 8+ years of experience in financial services with particular focus on credit/counterparty and/or market risk ... **Summary** The Business Implementation and Regulatory Strategy (Americas) will be responsible for the...products and enterprise risk management processes + Strong project manager and problem-solver with a pragmatic approach for successful… more
- TD Bank (New York, NY)
- …Experience in trade or communications surveillance a plus. + Firm understanding of financial product rules and regulatory landscape, as well as a strong ... and penchant for learning new business areas and developing understanding of financial institution's products and regulatory requirements and obligations. +… more
- PNC (New York, NY)
- …Real Estate Property Data Analysis, Real Estate Sales Closings and Agreements, Regulatory Environment - Financial Services **Work Experience** Roles ... the work of other underwriters and fills in for manager as required. * Contacts internal/external customers and other...Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit… more
- Bassett Healthcare (Oneonta, NY)
- …functions (demographic and financial screening, insurance eligibility and verification, regulatory and compliance monitoring) of front desk services as ... clinical support to ambulatory patient care teams through excellent customer service , attention to detail, and interpersonal skills. Responsible for providing clear,… more
- TD Bank (New York, NY)
- …Banking Space supporting a wholesale client base. Including knowledge of the regulatory framework supporting businesses such as Global Trade Finance and Payments & ... will be tailored to resolving issues with consideration to regulatory requirements, regulatory and firm risk and...offers a wide range of capital markets products and services to corporate, government, and institutional clients who choose… more