- TD Bank (New York, NY)
- …the business, with such advice tailored to resolving issues with consideration to regulatory requirements, regulatory and firm risk and industry best practice. ... + Advise business areas on firm policies and procedures, regulatory requirements and industry best practice. + Identify ...offers a wide range of capital markets products and services to corporate, government, and institutional clients who choose… more
- Trinity Health (Syracuse, NY)
- …experience in the field and additional supervisory training based on specific service need. Certification/licensure as required by regulatory agency. + ... All services , employees, medical staff, patients, visitors, vendors, various regulatory and professional agencies. **SUPERVISED BY:** Director or Manager … more
- MTA (New York, NY)
- …the MTA/TBTA Board, tolling and infrastructure industry partners, and federal and state regulatory entities. In the absence of the COO, COS, EVP, or SVPs, the ... natural disasters. Conduct drills and training to strengthen response capabilities. Regulatory and Audit Oversight: Direct the preparation and submission of… more
- Mizuho Corporate Bank (New York, NY)
- …you're ready to lead change at scale and shape the future of compliance in financial services , we want to hear from you. Key Responsibilities- Lead modernization ... with data platforms: DataBricks and Snowflake preferred- Deep understanding of financial services compliance requirements (AML, sanctions screening, KYC)- Strong… more
- Capital One (New York, NY)
- …or military experience + At least 10 years in legal, compliance, risk management or regulatory experience in consumer financial services + At least 7 years ... business and risk management leaders as well as external regulatory authorities. An executive presence, excellent written and verbal...a Risk Manager or Assurance within the financial services or tech industry + Proficiency… more
- Mount Sinai Health System (New York, NY)
- …or groups of units to ensure that all activity (staffing, support services , inter disciplinary collaboration, resources and financial viability) supports the ... the healthcare team to develop a cohesive unit leadership group. 4. Maintains service line compliance with all regulatory agency mandates, including the… more
- Research Foundation CUNY (New York, NY)
- …and sponsored program staff; supporting the purchasing and paying for goods and services with grant and program funds; managing financial aspects of projects ... Clinical Healthcare Programs PVN ID: LA-2507-006906 Category: Instruction and Social Service Location: LAGUARDIA C. C. Job Description General Description Reporting… more
- Wells Fargo (New York, NY)
- …degree. All majors are welcome. + Demonstrated knowledge, interest and/or experience with financial markets, banking, or financial services industry. **Job ... participating in strategic planning and assisting in the execution of advisory services + Conducting financial analysis, preparing credit packages, and… more
- TD Bank (New York, NY)
- …specific details for this role. **Job Description:** TD has enhanced its Regulatory Compliance Management Framework (RCM) and is implementing new enhancements to ... programs to support a strong risk culture and comprehensive approach to managing regulatory compliance risk. This Director - Compliance Testing Team Lead role is a… more
- TD Bank (New York, NY)
- …you've got years of banking experience or are just starting your career in financial services , we can help you realize your potential. Through regular leadership ... managers; executing on effective process workflows; and ensuring confidentiality and regulatory compliance, among others. This role will handle complex transactions,… more