- BMO Financial Group (New York, NY)
- BMO Capital Markets is a leading, full- service financial services provider. We offer corporate and investment banking, treasury management, as well as ... research and advisory services to clients around the world. #bmocapitalmarkets The Institutional...Basic understanding of trading or sales procedures and broader regulatory and financial concepts. + Series 7… more
- PNC (New York, NY)
- …issues, reviewing and analyzing evidence, and documenting processes Demonstrated knowledge of financial products and services , including: Digital Payments (P2P / ... Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of… more
- TD Bank (New York, NY)
- …with top tier organizations. We offer innovative solutions and treasury advisory services on large and complex liquidity, payments, and trade finance needs. The ... enabling significant business growth across the TDS franchise. Reporting to the Senior Manager of transaction banking, we are looking for a Business Systems Analysis… more
- Citigroup (New York, NY)
- …a financial advisory capacity + Experience in a proactive, successful sales and service role in the financial services industry + Strong analytical and ... needs of our Affluent and High-Net Worth clients, including a Wealth Relationship Manager and field experts such as Financial Planners, Insurance Specialists,… more
- TD Bank (New York, NY)
- …firm + Contribute, as needed, to annual compliance training requirements and regulatory change impact assessments **Education & Experience:** + Bachelors degree or ... experience + JD desirable but not required + Knowledge of operations, finance, regulatory reporting, sales and trading, and applicable rules and regulations, and the… more
- EverBank (Albany, NY)
- …trade associations. Stays informed about the latest financial products and services , market trends as well as regulatory changes. + Excellent relationship ... for identifying, managing, deepening, and developing client relationships, providing exceptional financial services and driving business growth. This role… more
- Arc Allegany-Steuben (Bath, NY)
- …The Employment Specialist II reports to the Associate Director of Vocational Services . JOB FUNCTIONS: Regulatory and Corporate Compliance + Ensure compliance ... of individual's funds. + Complete personal allowance documentation and other financial documentation according to procedure. Person Centered Services +… more
- New York University (New York, NY)
- …+ Develop and maintain a comprehensive online library of group and individual service curricula for Personalized Recovery Oriented Services (PROS) programs and ... administrative management of contracts, which includes working with McSilver's Administrative and Financial Teams to ensure that accurate services and payments… more
- TD Bank (New York, NY)
- …across Canada, US, Europe and Asia Pacific. + Monitor and identify regulatory developments, including enforcement actions, and new laws, regulations, rules, and ... analyzing and scoping the impact of new and complex regulatory and compliance developments across senior function/business/product, including cross-border impact.… more
- Arrow Financial Corporation (Troy, NY)
- …customers on the Platform. Works with customers to identify needs and explain products/ services with the goal of converting service opportunities into sales ... > Associates Degree or equivalent experience required > 4-6 years of customer service experience required; experience in a financial institution preferred >… more