- TD Bank (New York, NY)
- …you've got years of banking experience or are just starting your career in financial services , we can help you realize your potential. Through regular leadership ... the Head of Compliance, Regulatory Inventory and Regulatory Change, the Senior Manager is responsible...Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in… more
- TD Bank (New York, NY)
- …you've got years of banking experience or are just starting your career in financial services , we can help you realize your potential. Through regular leadership ... to setting new industry standards. TD Bank is seeking a **Senior Manager ** to prepare executive reporting content for compliance and risk stakeholders. This… more
- TD Bank (New York, NY)
- …on regulatory requirements and assisting business units to manage their regulatory risk. The Surveillance Quality Assurance Manager will work with the ... TD Securities Compliance team is seeking a Surveillance Quality Assurance Manager to assist with building a global Surveillance Quality Assurance program.… more
- TD Bank (New York, NY)
- …you've got years of banking experience or are just starting your career in financial services , we can help you realize your potential. Through regular leadership ... other business management areas, broader organization, and enterprise as appropriate. Merchant Services Operations Manager leads a large and/or highly complex,… more
- ADP (Buffalo, NY)
- …points for these:** _Preferred Qualifications_ + Securities Industry Essentials (SIE) and Financial Industry Regulatory Authority (FINRA) Series 6 and 63 ... ADP is hiring a **Sales Representative for Retirement Services ** . + **_Are you ready to control...** . + **_Are you ready to control your financial future with unlimited upside earnings potential?_** + **_Are… more
- MUFG (New York, NY)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading ...will provide more details. **_Job Summary:_** The Strategic Sourcing Manager is responsible for several key areas focused on… more
- PNC (New York, NY)
- … Instruments, Operational Risk, Predictive Analytics, Pricing Models and Analytics, Regulatory Environment - Financial Services **Work Experience** ... the company's success. As a Portfolio Analytics and Strategy Manager within PNC's Treasury team, you will be based...to audits for SOX processes **Job Description** + Provides financial and regulatory reporting and analyses to… more
- Bank of America (New York, NY)
- …industry regulations, supervisory requirements, policies/procedures, wealth management concepts, and financial services products **Key Qualifications for the ... Merrill Market Supervision Manager New York, New York **To proceed with...business objectives and contributing to market profitability by influencing Financial Advisor business practices to minimize regulatory ,… more
- TD Bank (New York, NY)
- …you've got years of banking experience or are just starting your career in financial services , we can help you realize your potential. Through regular leadership ... will cascade throughout the organization. The Senior Compliance Business Manager will serve as a key member of the...position plays a critical role in ensuring adherence to regulatory requirements such as the Fair Credit Reporting Act… more
- American Express (New York, NY)
- …years of work experience in the US Federal Reserve/ financial US regulatory reporting, banking/ financial services , and/or Controllership. * Working ... is for a Global Capabilities Product Owner in the Regulatory Automation and Change Management team within Financial...player with a passion to consistently deliver high quality service and exceed customers' expectations. * Strong analytical and… more